Other approaches to evolutionary ethics

Mar 2 JDN 2460737

In my previous post, I talked about some ways that evolutionary theory can be abused in ethics, leading to abhorrent conclusions. This is all too common; but it doesn’t mean that evolutionary theory has nothing useful to say about ethics.

There are other approaches to evolutionary ethics that do not lead to such horrific conclusions; one such approach is evolutionary anthropocentrism; it is a position held by respected thinkers such as Frans de Waal, but it is still flawed. The claim is that certain behaviors are moral because we have evolved to do them—that behaviors like friendship, marriage, and nationalism are good precisely because they are part of human nature. On this theory, we can discern what is right and wrong for human beings simply by empirically studying what behaviors are universal or adaptive among human beings.

While I applaud the attempt to understand morality scientifically, I must ultimately conclude that the peculiar history of human evolution is far too parochial a basis for any deep moral truths. Another species—from the millions of other life forms with which we share the Earth to the millions of extraterrestrial civilizations that must in all probability exist somewhere in the vastness of the universe—could have a completely different set of adaptations, and hence a completely incompatible moral system.

Is a trait good because it evolved, or did it evolve because it is good? If the former then “good” just means “fit” and human beings are no more moral than rats or cockroaches. Indeed, the most fit human being of all time was the Moroccan tyrant Mulai Ismail, who reputedly fathered 800 children; the least fit include Isaac Newton and Alan Turing, who had no children at all. To say that evolution gets it right—as, with qualifications, I will—is to say that there is a right, independent of what did or did not evolve; if evolution can get it right, then it could also, under other circumstances, get it wrong.

For illustration, imagine a truly alien form of life, one with which we share no common ancestor and only the most basic similarities. Such creatures likely exist in the vastness of the universe, though of course we’ve never encountered any. Perhaps somewhere in one of the nearby arms of our galaxy there is an unassuming planet inhabited by a race of ammonia-based organisms, let’s call them the Extrans, whose “eyes” see in the radio spectrum, whose “ears” are attuned to frequencies lower than we can hear, whose “nerves” transmit signals by fiber optics instead of electricity, whose “legs” are twenty frond-structured fins that propel them through the ammonia sea, whose “hands” are three long prehensile tentacles extending from their heads, whose “language” is a pattern of radio transmissions produced by their four dorsal antennae. Now, imagine that this alien species has managed to develop sufficient technology so that over millions of years they have colonized all the nearby planets with sufficient ammonia to support them. Yet, their population continues to grow—now in the hundreds of trillions—and they cannot find enough living space to support it. One of their scientists has discovered a way to “ammoniform” certain planets—planets with a great deal of water and nitrogen can be converted into ammonia-supporting planets. There’s only one problem: The nearest water-nitrogen planet is called Earth, and there are already seven billion humans (not to mention billions of other lifeforms) living on it who would surely die if the ammoniforming were performed. The ammoniformer ship has just entered our solar system; we have managed to establish radio contact and achieve some rudimentary level of translation between our radically different languages. What do we say to the Extrans?

If morality is to have a truly objective meaning, we ought to be able to explain in terms the Extrans could accept and understand why it would be wrong for them to ammoniform our planet while we are still living on it. We ought to be able to justify to these other intelligent beings, however different they are from us chemically, biologically, psychologically, and technologically, why we are creatures of dignity who deserve not to be killed. Otherwise, the species with superior weapons will win; and if they can get here, that will probably be them, not us.

Sam Harris has said several times, “morality could be like food”; by this he seems to mean that there is objective evaluation that can be made about the nutrition versus toxicity of a given food, even if there is no one best food, and similarly that objective evaluation can be made about the goodness or badness of a moral system even if there is no one best moral system. This makes a great deal of sense to me, but the analogy can also be turned against him, for if morality is just as contingent upon our biology as diet, then who are we to question these Extrans in their quest for more lebensraum?

Or, if you’d prefer to keep the matter closer to home: Who are we to question sharks or cougars, for whom we are food? In practice it’s difficult to negotiate with sharks and cougars, of course. But if even this is to have real moral significance, e.g. that creatures more capable of rational thought and mutual communication are morally better, we still need an objective inter-species account of morality. And suppose we found a particularly intelligent cougar, and managed some sort of communication; what would we be able to say? What reasons could we offer in defense of our claim that they ought not to eat us? Or is, ultimately, our moral authority in these conflicts no deeper than our superior weapons technology? If this is so, it’s hard to see why the superior weapons technology of the Nazi military wouldn’t justify their genocide of the Jews; and thus we run afoul of the Hitler Principle.

While specific moral precepts can and will depend upon the particular features of a given situation, and evolution surely affects and informs these circumstances, the fundamental principles of morality must be deeper than this—they must at least have the objectivity of scientific facts; in fact I think we can go further than this and say that the core principles of morality are in fact logical truths, the sort of undeniable facts that any intelligent being must accept on pain of contradiction or incoherence. Even if not trivially obvious (like “2+2=4” or “a triangle has three sides”), logical and mathematical truths are still logically undeniable (like “the Fourier transform of a Gaussian function is a Gaussian function” or “the Galois group of some fifth-order real polynomials has an acyclic simple normal subgroup” or “the existence of a strong Lyapunov function proves that a system of nonlinear differential equations has an asymptotically stable zero solution”. Don’t worry if you have no idea what those sentences mean; that’s kind of the point. They are tautologies, yes, but very sophisticated tautologies). The fundamental norms must be derivable by logic and the applications to the real world must depend only upon empirical facts.

The standard that moral principles should be scientific or logical truths is a high bar indeed; and one may think it is unreachable. But if this is so, then I do not see how we can coherently discuss ethics as something which makes true claims against us; I can see only prudence, instinct, survival or custom. If morality is an adaptation like any other, then the claim “genocide is wrong” has no more meaning than “five fingers are better than six”—each applies to our particular evolutionary niche, but no other. Certainly the Extrans will not be bound by such rules, and it is hard to see why cougars should be either. There may still be objectively valid claims that can be made against our behavior, but they will have no more force than “Don’t do that; it’s bad for your genes”. Indeed, I already know that plenty of things people do are (at least potentially) bad for their genes, and yet I think they have a right to do them; not only the usual suspects of contraception, masturbation and homosexuality, but indeed reading books, attending school, drinking alcohol, watching television, skiing, playing baseball, and all sorts of other things human beings do, are wastes of energy in purely Darwinian terms. Most of what makes life worth living has little, if any, effect at spreading our genes.

On Horror

Oct 29 JDN 2460247

Since this post will go live the weekend before Halloween, the genre of horror seemed a fitting topic.

I must confess, I don’t really get horror as a genre. Generally I prefer not to experience fear and disgust? This can’t be unusual; it’s literally a direct consequence of the evolutionary function of fear and disgust. It’s wanting to be afraid and disgusted that’s weird.

Cracked once came out with a list of “Horror Movies for People Who Hate Horror”, and I found some of my favorite films on it, such as Alien (which is as much sci-fi as horror), The Cabin in the Woods, (which is as much satire) and Zombieland (which is a comedy). Other such lists have prominently featured Get Out (which is as much political as it is horrific), Young Frankenstein (which is entirely a comedy), and The Silence of the Lambs (which is horror, at least in large part, but which I didn’t so much enjoy as appreciate as a work of artistry; I watch it the way I look at Guernica). Some such lists include Saw, which I can appreciate on some level—it does have a lot of sociopolitical commentary—but still can’t enjoy (it’s just too gory). I note that none of these lists seem to include Event Horizon, which starts out as a really good sci-fi film, but then becomes so very much horror that I ended up hating it.

In trying to explain the appeal of horror to me, people have likened it to the experience of a roller coaster: Isn’t fear exhilarating?

I do enjoy roller coasters. But the analogy falls flat for me, because, well, my experience of riding a roller coaster isn’t fear—the exhilaration comes directly from the experience of moving so fast, a rush of “This is awesome!” that has nothing to do with being afraid. Indeed, should I encounter a roller coaster that actually made me afraid, I would assiduously avoid it, and wonder if it was up to code. My goal is not to feel like I’m dying; it’s to feel like I’m flying.

And speaking of flying: Likewise, the few times I have had the chance to pilot an aircraft were thrilling in a way it is difficult to convey to anyone who hasn’t experienced it. I think it might be something like what religious experiences feel like. The sense of perspective, looking down on the world below, seeing it as most people never see it. The sense of freedom, of, for once in your life, actually having the power to maneuver freely in all three dimensions. The subtle mix of knowing that you are traveling at tremendous speed while feeling as if you are peacefully drifting along. Astronauts also describe this sort of experience, which no doubt is even more intense for them.

Yet in all that, fear was never my primary emotion, and had it been, it would have undermined the experience rather than enhanced it. The brief moment when our engine stalled flying over Scotland certainly raised my heart rate, but not in a pleasant way. In that moment—objectively brief, subjectively interminable—I spent all of my emotional energy struggling to remain calm. It helped to continually remind myself of what I knew about aerodynamics: Wings want to fly. An airplane without an engine isn’t a rock; it’s a glider. It is entirely possible to safely land a small aircraft on literally zero engine power. Still, I’m glad we got the propeller started again and didn’t have to.

I have also enjoyed classic horror novels such as Dracula and Frankenstein; their artistry is also quite apparent, and reading them as books provides an emotional distance that watching them as films often lacks. I particularly notice this with vampire stories, as I can appreciate the romantic allure of immortality and the erotic tension of forbidden carnal desire—but the sight of copious blood on screen tends to trigger my mild hematophobia.

Yet if fear is the goal, surely having a phobia should only make it stronger and thus better? And yet, this seems to be a pattern: People with genuine phobia of the subject in question don’t actually enjoy horror films on the subject. Arachnophobes don’t often watch films about giant spiders. Cynophobes are rarely werewolf aficionados. And, indeed, rare is the hematophobe who is a connoisseur of vampire movies.

Moreover, we rarely see horror films about genuine dangers in the world. There are movies about rape, murder, war, terrorism, espionage, asteroid impacts, nuclear weapons and climate change, but (with rare exceptions) they aren’t horror films. They don’t wallow in fear the way that films about vampires, ghosts and werewolves do. They are complex thrillers (Argo, Enemy of the State, Tinker Tailor Soldier Spy, Broken Arrow), police procedurals (most films about rape or murder), heroic sagas (just about every war film), or just fun, light-hearted action spectacles (Armageddon, The Day After Tomorrow). Rather than a loosely-knit gang of helpless horny teenagers, they have strong, brave heroes. Even films about alien invasions aren’t usually horror (Alien notwithstanding); they also tend to be heroic war films. Unlike nuclear war or climate change, alien invasion is a quite unlikely event; but it’s surely more likely than zombies or werewolves.

In other words, when something is genuinely scary, the story is always about overcoming it. There is fear involved, but in the end we conquer our fear and defeat our foes. The good guys win in the end.

I think, then, that enjoyment of horror is not about real fear. Feeling genuinely afraid is unpleasant—as by all Darwinian rights it should be.

Horror is about simulating fear. It’s a kind of brinksmanship: You take yourself to the edge of fear and then back again, because what you are seeing would be scary if it were real, but deep down, you know it isn’t. You can sleep at night after watching movies about zombies, werewolves and vampires, because you know that there aren’t really such things as zombies, werewolves and vampires.

What about the exceptions? What about, say, The Silence of the Lambs? Psychopathic murderers absolutely are real. (Not especially common—but real.) But The Silence of the Lambs only works because of truly brilliant writing, directing, and acting; and part of what makes it work is that it isn’t just horror. It has layers of subtlety, and it crosses genres—it also has a good deal of police procedural in it, in fact. And even in The Silence of the Lambs, at least one of the psychopathic murderers is beaten in the end; evil does not entirely prevail.

Slasher films—which I especially dislike (see above: hematophobia)—seem like they might be a counterexample, in that there genuinely are a common subgenre and they mainly involve psychopathic murderers. But in fact almost all slasher films involve some kind of supernatural element: In Friday the 13th, Jason seems to be immortal. In A Nightmare on Elm Street, Freddy Krueger doesn’t just attack you with a knife, he invades your dreams. Slasher films actually seem to go out of their way to make the killer not real. Perhaps this is because showing helpless people murdered by a realistic psychopath would inspire too much genuine fear.

The terrifying truth is that, more or less at any time, a man with a gun could in fact come and shoot you, and while there may be ways to reduce that risk, there’s no way to make it zero. But that isn’t fun for a movie, so let’s make him a ghost or a zombie or something, so that when the movie ends, you can remind yourself it’s not real. Let’s pretend to be afraid, but never really be afraid.

Realizing that makes me at least a little more able to understand why some people enjoy horror.

Then again, I still don’t.

How do we reach people with ridiculous beliefs?

Oct 16, JDN 2457678

One of the most unfortunate facts in the world—indeed, perhaps the most unfortunate fact, from which most other unfortunate facts follow—is that it is quite possible for a human brain to sincerely and deeply hold a belief that is, by any objective measure, totally and utterly ridiculous.

And to be clear, I don’t just mean false; I mean ridiculous. People having false beliefs is an inherent part of being finite beings in a vast and incomprehensible universe. Monetarists are wrong, but they are not ludicrous. String theorists are wrong, but they are not absurd. Multiregionalism is wrong, but it is not nonsensical. Indeed, I, like anyone else, am probably wrong about a great many things, though of course if I knew which ones I’d change my mind. (Indeed, I admit a small but nontrivial probability of being wrong about the three things I just listed.)

I mean ridiculous beliefs. I mean that any rational, objective assessment of the probability of that belief being true would be vanishingly small, 1 in 1 million at best. I’m talking about totally nonsensical beliefs, beliefs that go against overwhelming evidence; some of them are outright incoherent. Yet millions of people go on believing them.

For example, over 40% of Americans believe that human beings were created by God in their present form less than 10,000 years ago, and typically offer no evidence for this besides “The Bible says so.” (Strictly speaking, even that isn’t true—standard interpretations of the Bible say so. The Bible itself contains no clearly stated date for creation.) This despite the absolutely overwhelming body of evidence supporting the theory of evolution by Darwinian natural selection.

Over a third of Americans don’t believe in global warming, which is not only a complete consensus among all credible climate scientists based on overwhelming evidence, but one of the central threats facing human civilization over the 21st century. On a global scale this is rather like standing on a train track and saying you don’t believe in trains. (Or like the time my mother once told me about where an alert went out to her office that there was a sniper in the area, indiscriminately shooting at civilians, and one of her co-workers refused to join the security protocol and declared smugly, “I don’t believe in snipers.” Fortunately, he was unharmed in the incident. This time.)

1/4 of Americans believe in astrology, and 1/4 Americans believe that aliens have visited the Earth. (Not sure if it’s the same 1/4. Probably considerable but not total overlap.) The existence of extraterrestrial civilizations somewhere in this mind-bogglingly (perhaps infinitely) vast universe has probability 1. But visiting us is quite another matter, and there is absolutely no credible evidence of it. As for astrology? I shouldn’t have to explain why the position of Jupiter, much less Sirius, on your birthday is not a major influence on your behavior or life outcomes. Your obstetrician exerted more gravitational force on you than Jupiter did at the moment you were born.

The majority of Americans believe in telepathy or extrasensory perception. I confess that I actually did when I was very young, though I think I disabused myself of this around the time I stopped believing in Santa Claus.

I love the term “extrasensory perception” because it is such an oxymoron; if you’re perceiving, it is via senses. “Sixth sense” is better, except that we actually already have at least nine senses: The ones you probably know, vision (sight), audition (hearing), olfaction (smell), gustation (taste), and tactition (touch)—and the ones you may not know, thermoception (heat), proprioception (body position), vestibulation (balance), and nociception (pain). These can probably be subdivided further—vision and spatial reasoning are dissociated in blind people, heat and cold are separate nerve pathways, pain and itching are distinct systems, and there are a variety of different sensors used for proprioception. So we really could have as many as twenty senses, depending on how you’re counting.

What about telepathy? Well, that is not actually impossible in principle; it’s just that there’s no evidence that humans actually do it. Smartphones do it almost literally constantly, transmitting data via high-frequency radio waves back and forth to one another. We could have evolved some sort of radio transceiver organ (perhaps an offshoot of an electric defense organ such as that of electric eels), but as it turns out we didn’t. Actually in some sense—which some might say is trivial, but I think it’s actually quite deep—we do have telepathy; it’s just that we transmit our thoughts not via radio waves or anything more exotic, but via sound waves (speech) and marks on paper (writing) and electronic images (what you’re reading right now). Human beings really do transmit our thoughts to one another, and this truly is a marvelous thing we should not simply take for granted (it is one of our most impressive feats of Mundane Magic); but somehow I don’t think that’s what people mean when they say they believe in psychic telepathy.

And lest you think this is a uniquely American phenomenon: The particular beliefs vary from place to place, but bizarre beliefs abound worldwide, from conspiracy theories in the UK to 9/11 “truthers” in Canada to HIV denialism in South Africa (fortunately on the wane). The American examples are more familiar to me and most of my readers are Americans, but wherever you are reading from, there are probably ridiculous beliefs common there.

I could go on, listing more objectively ridiculous beliefs that are surprisingly common; but the more I do that, the more I risk alienating you, in case you should happen to believe one of them. When you add up the dizzying array of ridiculous beliefs one could hold, odds are that most people you’d ever meet will have at least one of them. (“Not me!” you’re thinking; and perhaps you’re right. Then again, I’m pretty sure that the 4% or so of people who believe in the Reptilians think the same thing.)

Which brings me to my real focus: How do we reach these people?

One possible approach would be to just ignore them, leave them alone, or go about our business with them as though they did not have ridiculous beliefs. This is in fact the right thing to do under most circumstances, I think; when a stranger on the bus starts blathering about how the lizard people are going to soon reveal themselves and establish the new world order, I don’t think it’s really your responsibility to persuade that person to realign their beliefs with reality. Nodding along quietly would be acceptable, and it would be above and beyond the call of duty to simply say, “Um, no… I’m fairly sure that isn’t true.”

But this cannot always be the answer, if for no other reason than the fact that we live in a democracy, and people with ridiculous beliefs frequently vote according to them. Then people with ridiculous beliefs can take office, and make laws that affect our lives. Actually this would be true even if we had some other system of government; there’s nothing in particular to stop monarchs, hereditary senates, or dictators from believing ridiculous things. If anything, the opposite; dictators are known for their eccentricity precisely because there are no checks on their behavior.

At some point, we’re going to need to confront the fact that over half of the Republicans in the US Congress do not believe in climate change, and are making policy accordingly, rolling drunk on petroleum and treating the hangover with the hair of the dog.

We’re going to have to confront the fact that school boards in Southern states, particularly Texas, continually vote to censor biology textbooks of their dreaded Darwinian evolution.

So we really do need to find a way to talk to people who have ridiculous beliefs, and engage with them, understand why they think the way they do, and then—hopefully at least—tilt them a little bit back toward rational reality. You will not be able to change their mind completely right away, but if each of us can at least chip away at their edifice of absurdity, then all together perhaps we can eventually bring them to enlightenment.

Of course, a good start is probably not to say you think that their beliefs are ridiculous, because people get very defensive when you do that, even—perhaps especially—when it’s true. People invest their identity in beliefs, and decide what beliefs to profess based on the group identities they value most.

This is the link that we must somehow break. We must show people that they are not defined by their beliefs, that it is okay to change your mind. We must be patient and compassionate—sometimes heroically so, as people spout offensive nonsense in our faces, sometimes offensive nonsense that directly attacks us personally. (“Atheists deserve Hell”, taken literally, would constitute something like a death threat except infinitely worse. While to them it very likely is just reciting a slogan, to the atheist listening it says that you believe that they are so evil, so horrible that they deserve eternal torture for believing what they do. And you get mad when we say your beliefs are ridiculous?)

We must also remind people that even very smart people can believe very dumb things—indeed, I’d venture a guess that most dumb things are in fact believed by smart people. Even the most intelligent human beings can only glimpse a tiny fraction of the universe, and all human brains are subject to the same fundamental limitations, the same core heuristics and biases. Make it clear that you’re saying you think their beliefs are false, not that they are stupid or crazy. And indeed, make it clear to yourself that this is indeed what you believe, because it ought to be. It can be tempting to think that only an idiot would believe something so ridiculous—and you are safe, for you are no idiot!—but the truth is far more humbling: Human brains are subject to many flaws, and guarding the fortress of the mind against error and deceit is a 24-7 occupation. Indeed, I hope that you will ask yourself: “What beliefs do I hold that other people might find ridiculous? Are they, in fact, ridiculous?”

Even then, it won’t be easy. Most people are strongly resistant to any change in belief, however small, and it is in the nature of ridiculous beliefs that they require radical changes in order to restore correspondence with reality. So we must try in smaller steps.

Maybe don’t try to convince them that 9/11 was actually the work of Osama bin Laden; start by pointing out that yes, steel does bend much more easily at the temperature at which jet fuel burns. Maybe don’t try to persuade them that astrology is meaningless; start by pointing out the ways that their horoscope doesn’t actually seem to fit them, or could be made to fit anybody. Maybe don’t try to get across the real urgency of climate change just yet, and instead point out that the “study” they read showing it was a hoax was clearly funded by oil companies, who would perhaps have a vested interest here. And as for ESP? I think it’s a good start just to point out that we have more than five senses already, and there are many wonders of the human brain that actual scientists know about well worth exploring—so who needs to speculate about things that have no scientific evidence?

Alien invasions: Could they happen, and could we survive?

July 30, JDN 2457600

alien-invasion

It’s not actually the top-grossing film in the US right now (that would be The Secret Life of Pets), but Independence Day: Resurgence made a quite respectable gross of $343 million worldwide, giving it an ROI of 108% over its budget of $165 million. It speaks to something deep in our minds—and since most of the money came from outside the US, apparently not just Americans, though it is a deeply American film—about the fear, but perhaps also the excitement, of a possible alien invasion.

So, how likely are alien invasions anyway?

Well, first of all, how likely are aliens?

One of the great mysteries of astronomy is the Fermi Paradox: Everything we know about astronomy, biology, and probability tells us that there should be, somewhere out in the cosmos, a multitude of extraterrestrial species, and some of them should even be intelligent enough to form civilizations and invent technology. So why haven’t we found any clear evidence of any of them?

Indeed, the Fermi Paradox became even more baffling in just the last two years, as we found literally thousands of new extrasolar planets, many of them quite likely to be habitable. More extrasolar planets have been found since 2014 than in all previous years of human civilization. Perhaps this is less surprising when we remember that no extrasolar planets had ever been confirmed before 1992—but personally I think that just makes it this much more amazing that we are lucky enough to live in such a golden age of astronomy.

The Drake equation was supposed to tell us how probable it is that we should encounter an alien civilization, but the equation isn’t much use to us because so many of its terms are so wildly uncertain. Maybe we can pin down how many planets there are soon, but we still don’t know what proportion of planets can support life, what proportion of those actually have life, or above all what proportion of ecosystems ever manage to evolve a technological civilization or how long such a civilization is likely to last. All possibilities from “they’re everywhere but we just don’t notice or they actively hide from us” to “we are actually the only ones in the last million years” remain on the table.

But let’s suppose that aliens do exist, and indeed have technology sufficient to reach our solar system. Faster-than-light capability would certainly do it, but it isn’t strictly necessary; with long lifespans, cryonic hibernation, or relativistic propulsion aliens could reasonably expect to travel at least between nearby stars within their lifetimes. The Independence Day aliens appear to have FTL travel, but interestingly it makes the most sense if they do not have FTL communication—it took them 20 years to get the distress call because it was sent at lightspeed. (Or perhaps the ansible was damaged in the war, and they fell back to a lightspeed emergency system?) Otherwise I don’t quite get why it would take the Queen 20 years to deploy her personal battlecruiser after the expeditionary force she sent was destroyed—maybe she was just too busy elsewhere to bother with our backwater planet? What did she want from our planet again?

That brings me to my next point: Just what motivation would aliens have for attacking us? We often take it for granted that if aliens exist, and have the capability to attack us, they would do so. But that really doesn’t make much sense. Do they just enjoy bombarding primitive planets? I guess it’s possible they’re all sadistic psychopaths, but it seems like any civilization stable enough to invent interstellar travel has got to have some kind of ethical norms. Maybe they see us as savages or even animals, and are therefore willing to kill us—but that still means they need a reason.

Another idea, taken seriously in V and less so in Cowboys & Aliens, is that there is some sort of resource we have that they want, and they’re willing to kill us to get it. This is probably such a common trope because it has been a common part of human existence; we are very familiar with people killing other people in order to secure natural resources such as gold, spices, or oil. (Indeed, to some extent it continues to this day.)

But this actually doesn’t make a lot of sense on an interstellar scale. Certainly water (V) and gold (Cowboys & Aliens) are not things they would have even the slightest reason to try to claim from an inhabited planet, as comets are a better source of water and asteroids are a better source of gold. Indeed, almost nothing inorganic could really be cost-effective to obtain from an inhabited planet; far easier to just grab it from somewhere that won’t fight back, and may even have richer veins and lower gravity.

It’s possible they would want something organic—lumber or spices, I guess. But I’m not sure why they’d want those things, and it seems kind of baffling that they wouldn’t just trade if they really want them. I’m sure we’d gladly give up a great deal of oregano and white pine in exchange for nanotechnology and FTL. I guess I could see this happening because they assume we’re too stupid to be worth trading with, or they can’t establish reliable means of communication. But one of the reasons why globalization has succeeded where colonialism failed is that trade is a lot more efficient than theft, and I find it unlikely that aliens this advanced would have failed to learn that lesson.

Media that imagines they’d enslave us makes even less sense; slavery is wildly inefficient, and they probably have such ludicrously high productivity that they are already coping with a massive labor glut. (I suppose maybe they send off unemployed youths to go conquer random planets just to give them something to do with their time? Helps with overpopulation too.)

I actually thought Independence Day: Resurgence did a fairlygood job of finding a resource that is scarce enough to be worth fighting over while also not being something we would willingly trade. Spoiler alert, I suppose:

Molten cores. Now, I haven’t the foggiest what one does with molten planet cores that somehow justifies the expenditure of all that energy flying between solar systems and digging halfway through planets with gigantic plasma drills, but hey, maybe they are actually tremendously useful somehow. They certainly do contain huge amounts of energy, provided you can extract it efficiently. Moreover, they are scarce; of planets we know about, most of them do not have molten cores. Earth, Venus, and Mercury do, and we think Mars once did; but none of the gas giants do, and even if they did, it’s quite plausible that the Queen’s planet-cracker drill just can’t drill that far down. Venus sounds like a nightmare to drill, so really the only planet I’d expect them to extract before Earth would be Mercury. And maybe they figured they needed both cores to justify the trip, in which case it would make sense to hit the inhabited planet first so we don’t have time to react and prepare our defenses. (I can’t imagine we’d take giant alien ships showing up and draining Mercury’s core lying down.) I’m imagining the alien economist right now, working out the cost-benefit analysis of dealing with Venus’s superheated atmosphere and sulfuric acid clouds compared to the cost of winning a war against primitive indigenous apes with nuclear missiles: Well, doubling our shield capacity is cheaper than covering the whole ship in sufficient anticorrosive, so I guess we’ll go hit the ape planet. (They established in the first film that their shields can withstand direct hits from nukes—the aliens came prepared.)

So, maybe killing us for our resources isn’t completely out of the question, but it seems unlikely.

Another possibility is religious fanaticism: Every human culture has religion in some form, so why shouldn’t the aliens? And if they do, it’s likely radically different from anything we believe. If they become convinced that our beliefs are not simply a minor nuisance but an active threat to the holy purity of the galaxy, they could come to our system on a mission to convert or destroy at any cost; and since “convert” seems very unlikely, “destroy” would probably become their objective pretty quickly. It wouldn’t have to make sense in terms of a cost-benefit analysis—fanaticism doesn’t have to make sense at all. The good news here is that any culture fanatical enough to randomly attack other planets simply for believing differently from them probably won’t be cohesive enough to reach that level of technology. (Then again, we somehow managed a world with both ISIS and ICBMs.)

Personally I think there is a far more likely scenario for alien invasions, and that is benevolent imperialism.

Why do I specify “benevolent”? Because if they aren’t interested in helping us, there’s really no reason for them to bother with us in the first place. But if their goal is to uplift our civilization, the only way they can do that is by interacting with us.

Now, note that I use the word “benevolent”, not the word “beneficent”. I think they would have to desire to make our lives better—but I’m not so convinced they actually would make our lives better. In our own history, human imperialism was rarely benevolent in the first place, but even where it was, it was even more rarely actually beneficent. Their culture would most likely be radically different from our own, and what they think of as improvements might seem to us strange, pointless, or even actively detrimental. But don’t you see that the QLX coefficient is maximized if you convert all your mountains into selenium extractors? (This is probably more or less how Native Americans felt when Europeans started despoiling their land for things called “coal” and “money”.) They might even try to alter us biologically to be more similar to them: But haven’t you always wanted tentacles? Hands are so inefficient!

Moreover, even if their intentions were good and their methods of achieving them were sound, it’s still quite likely that we would violently resist. I don’t know if humans are a uniquely rebellious species—let’s hope not, lest the aliens be shocked into overreacting when we rebel—but in general humans do not like being ruled over and forced to do things, even when those rulers are benevolent and the things they are forced to do are worth doing.

So, I think the most likely scenario for a war between humans and aliens is that they come in and start trying to radically reorganize our society, and either because their demands actually are unreasonable, or at least because we think they are, we rebel against their control.

Then what? Could we actually survive?

The good news is: Yes, we probably could.

If aliens really did come down trying to extract our molten core or something, the movies are all wrong: We’d have basically no hope. It really makes no sense at all that we could win a full-scale conflict with a technologically superior species if they were willing to exterminate us. Indeed, if what they were after didn’t depend upon preserving local ecology, their most likely mode of attack is to arrive in the system and immediately glass the planet. Nuclear weapons are already available to us for that task; if they’re more advanced they might have antimatter bombs, relativistic kinetic warheads, or even something more powerful still. We might be all dead before we even realized what was happening, or they might destroy 90% of us right away and mop up the survivors later with little difficulty.

If they wanted something that required ecological stability (I shall henceforth dub this the “oregano scenario”), yet weren’t willing to trade for some reason, then they wouldn’t unleash full devastation, and we’d have the life-dinner principle on our side: The hare runs for his life, but the fox only runs for her dinner. So if the aliens are trying to destroy us to get our delicious spices, we have a certain advantage from the fact that we are willing to win at essentially any cost, while at some point that alien economist is going to run the numbers and say, “This isn’t cost-effective. Let’s cut our losses and hit another system instead.”

If they wanted to convert us to their religion, well, we’d better hope enough people convert, because otherwise they’re going to revert to, you guessed it, glass the planet. At least this means they would probably at least try to communicate first, so we’d have some time to prepare; but it’s unlikely that even if their missionaries spent decades trying to convert us we could seriously reduce our disadvantage in military technology during that time. So really, our best bet is to adopt the alien religion. I guess what I’m really trying to say here is “All Hail Xemu.”

But in the most likely scenario that their goal is actually to make our lives better, or at least better as they see it, they will not be willing to utilize their full military capability against us. They might use some lethal force, especially if they haven’t found reliable means of nonlethal force on sufficient scale; but they aren’t going to try to slaughter us outright. Maybe they kill a few dissenters to set an example, or fire into a crowd to disperse a riot. But they are unlikely to level a city, and they certainly wouldn’t glass the entire planet.

Our best bet would probably actually be nonviolent resistance, as this has a much better track record against benevolent imperialism. Gandhi probably couldn’t have won a war against Britain, but he achieved India’s independence because he was smart enough to fight on the front of public opinion. Likewise, even with one tentacle tied behind their backs by their benevolence, the aliens would still probably be able to win any full-scale direct conflict; but if our nonviolent resistance grew strong enough, they might finally take the hint and realize we don’t want their so-called “help”.

So, how about someone makes that movie? Aliens come to our planet, not to kill us, but to change us, make us “better” according to their standards. QLX coefficients are maximized, and an intrepid few even get their tentacles installed. But the Resistance arises, and splits into two factions: One tries to use violence, and is rapidly crushed by overwhelming firepower, while the other uses nonviolent resistance. Ultimately the Resistance grows strong enough to overthrow the alien provisional government, and they decide to cut their losses and leave our planet. Then, decades later, we go back to normal, and wonder if we made the right decision, or if maybe QLX coefficients really were the most important thing after all.

[The image is released under a CC0 copyleft from Pixabay.]