Homeschooling and too much freedom

Nov 19 JDN 2460268

Allowing families to homeschool their children increases freedom, quite directly and obviously. This is a large part of the political argument in favor of homeschooling, and likely a large part of why homeschooling is so popular within the United States in particular.

In the US, about 3% of people are homeschooled. This seems like a small proportion, but it’s enough to have some cultural and political impact, and it’s considerably larger than the proportion who are homeschooled in most other countries.

Moreover, homeschooling rates greatly increased as a result of COVID, and it’s anyone’s guess when, or even whether, they will go back down. I certainly hope they do; here’s why.

A lot of criticism about homeschooling involves academic outcomes: Are the students learning enough English and math? This is largely unfounded; statistically, academic outcomes of homeschooled students don’t seem to be any worse than those of public school students; by some measures, they are actually better.Nor is there clear evidence that homeschooled kids are any less developed socially; most of them get that social development through other networks, such as churches and sports teams.

No, my concern is not that they won’t learn enough English and math. It’s that they won’t learn enough history and science. Specifically, the parts of history and science that contradict the religious beliefs of the parents who are homeschooling them.

One way to study this would be to compare test scores by homeschooled kids on, say, algebra and chemistry (which do not directly threaten Christian evangelical beliefs) to those on, say, biology and neuroscience (which absolutely, fundamentally do). Lying somewhere in between are physics (F=ma is no threat to Christianity, but the Big Bang is) and history (Christian nationalists happily teach that Thomas Jefferson wrote the Declaration of Independence, but often omit that he owned slaves). If homeschooled kids are indeed indoctrinated, we should see particular lacunas in their knowledge where the facts contradict their ideology. In any case, I wasn’t able to find any such studies.

But even if their academic outcomes are worse in certain domains, so what? What about the freedom of parents to educate their children how they choose? What about the freedom of children to not be subjected to the pain of public school?

It will come as no surprise to most of you that I did well in school. In almost everything, really: math, science, philosophy, English, and Latin were my best subjects, and I earned basically flawless grades in them. But I also did very well in creative writing, history, art, and theater, and fairly well in music. My only poor performance was in gym class (as I’ve written about before).

It may come as some surprise when I tell you that I did not particularly enjoy school. In elementary school I had few friends—and one of my closest ended up being abusive to me. Middle school I mostly enjoyed—despite the onset of my migraines. High school started out utterly miserable, though it got a little better—a little—once I transferred to Community High School. Throughout high school, I was lonely, stressed, anxious, and depressed most of the time, and had migraine headaches of one intensity or another nearly every single day. (Sadly, most of that is true now as well; but I at least had a period of college and grad school where it wasn’t, and hopefully I will again once this job is behind me.)

I was good at school. I enjoyed much of the content of school. But I did not particularly enjoy school.

Thus, I can quite well understand why it is tempting to say that kids should be allowed to be schooled at home, if that is what they and their parents want. (Of course, a problem already arises there: What if child and parent disagree? Whose choice actually matters? In practice, it’s usually the parent’s.)

On the whole, public school is a fairly toxic social environment: Cliquish, hyper-competitive, stressful, often full of conflict between genders, races, classes, sexual orientations, and of course the school-specific one, nerds versus jocks (I’d give you two guesses which team I was on, but you’re only gonna need one). Public school sucks.

Then again, many of these problems and conflicts persist into adult life—so perhaps it’s better preparation than we care to admit. Maybe it’s better to be exposed to bias and conflict so that you can learn to cope with them, rather than sheltered from them.

But there is a more important reason why we may need public school, why it may even be worth coercing parents and children into that system against their will.

Public school forces you to interact with people different from you.

At a public school, you cannot avoid being thrown in the same classroom with students of other races, classes, and religions. This is of course more true if your school system is diverse rather than segregated—and all the more reason that the persistent segregation of many of our schools is horrific—but it’s still somewhat true even in a relatively homogeneous school. I was fortunate enough to go to a public school in Ann Arbor, where there was really quite substantial diversity. But even where there is less diversity, there is still usually some diversity—if not race, then class, or religion.

Certainly any public school has more diversity than homeschooling, where parents have the power to specifically choose precisely which other families their children will interact with, and will almost always choose those of the same race, class, and—above all—religious denomination as themselves.

The result is that homeschooled children often grow up indoctrinated into a dogmatic, narrow-minded worldview, convinced that the particular beliefs they were raised in are the objectively, absolutely correct ones and all others are at best mistaken and at worst outright evil. They are trained to reject conflict and dissent, to not even expose themselves to other people’s ideas, because those are seen as dangerous—corrupting.

Moreover, for most homeschooling parents—not all, but most—this is clearly the express intent. They want to raise their children in a particular set of beliefs. They want to inoculate them against the corrupting influences of other ideas. They are not afraid of their kids being bullied in school; they are afraid of them reading books that contradict the Bible.

This article has the headline “Homeschooled children do not grow up to be more religious”, yet its core finding is exactly the opposite of that:

The Cardus Survey found that homeschooled young adults were not noticeably different in their religious lives from their peers who had attended private religious schools, though they were more religious than peers who had attended public or Catholic schools.

No more religious than private religious schools!? That’s still very religious. No, the fair comparison is to public schools, which clearly show lower rates of religiosity among the same demographics. (The interesting case is Catholic schools; they, it turns out, also churn out atheists with remarkable efficiency; I credit the Jesuit norm of top-quality liberal education.) This is clear evidence that religious homeschooling does make children more religious, and so does most private religious education.

Another finding in that same article sounds good, but is misleading:

Indiana University professor Robert Kunzman, in his careful study of six homeschooling families, found that, at least for his sample, homeschooled children tended to become more tolerant and less dogmatic than their parents as they grew up.


This is probably just regression to the mean. The parents who give their kids religious homeschooling are largely the most dogmatic and intolerant, so we would expect by sheer chance that their kids were less dogmatic and intolerant—but probably still pretty dogmatic and intolerant. (Also, do I have to pount out that n=6 barely even constitutes a study!?) This is like the fact that the sons of NBA players are usually shorter than their fathers—but still quite tall.

Homeschooling is directly linked to a lot of terrible things: Young-Earth Creationism, Christian nationalism, homophobia, and shockingly widespread child abuse.

While most right-wing families don’t homeschool, most homeschooling families are right-wing: Between 60% and 70% of homeschooling families vote Republican in most elections. More left-wing voters are homeschooling now with the recent COVID-driven surge in homeschooling, but the right-wing still retains a strong majority for now.

Of course, there are a growing number of left-wing and non-religious families who use homeschooling. Does this mean that the threat of indoctrination is gone? I don’t think so. I once knew someone who was homeschooled by a left-wing non-religious family and still ended up adopting an extremely narrow-minded extremist worldview—simply a left-wing non-religious one. In some sense a left-wing non-religious narrow-minded extremism is better than a right-wing religious narrow-minded extremism, but it’s still narrow-minded extremism. Whatever such a worldview gets right is mainly by the Stopped Clock Principle. It still misses many important nuances, and is still closed to new ideas and new evidence.

Of course this is not a necessary feature of homeschooling. One absolutely could homeschool children into a worldview that is open-minded and tolerant. Indeed, I’m sure some parents do. But statistics suggest that most do not, and this makes sense: When parents want to indoctrinate their children into narrow-minded worldviews, homeschooling allows them to do that far more effectively than if they had sent their children to public school. Whereas if you want to teach your kids open-mindedness and tolerance, exposing them to a diverse environment makes that easier, not harder.

In other words, the problem is that homeschooling gives parents too much control; in a very real sense, this is too much freedom.

When can freedom be too much? It seems absurd at first. But there are at least two cases where it makes sense to say that someone has too much freedom.

The first is paternalism: Sometimes people really don’t know what’s best for them, and giving them more freedom will just allow them to hurt themselves. This notion is easily abused—it has been abused many times, for example against disabled people and colonized populations. For that reason, we are right to be very skeptical of it when applied to adults of sound mind. But what about children? That’s who we are talking about after all. Surely it’s not absurd to suggest that children don’t always know what’s best for them.

The second is the paradox of tolerance: The freedom to take away other people’s freedom is not a freedom we can afford to protect. And homeschooling that indoctrinates children into narrow-minded worldviews is a threat to other people’s freedom—not only those who will be oppressed by a new generation of extremists, but also the children themselves who are never granted the chance to find their own way.

Both reasons apply in this case: paternalism for the children, the paradox of tolerance for the parents. We have a civic responsibility to ensure that children grow up in a rich and diverse environment, so that they learn open-mindedness and tolerance. This is important enough that we should be willing to impose constraints on freedom in order to achieve it. Democracy cannot survive a citizenry who are molded from birth into narrow-minded extremists. There are parents who want to mold their children that way—and we cannot afford to let them.

From where I’m sitting, that means we need to ban homeschooling, or at least very strictly regulate it.

Why we need critical thinking

Jul 9 JDN 2460135

I can’t find it at the moment, but awhile ago I read a surprisingly compelling post on social media (I think it was Facebook, but it could also have been Reddit) questioning the common notion that we should be teaching more critical thinking in school.

I strongly believe that we should in fact be teaching more critical thinking in school—actually I think we should replace large chunks of the current math curriculum with a combination of statistics, economics and critical thinking—but it made me realize that we haven’t done enough to defend why that is something worth doing. It’s just become a sort of automatic talking point, like, “obviously you would want more critical thinking, why are you even asking?”

So here’s a brief attempt to explain why critical thinking is something that every citizen ought to be good at, and hence why it’s worthwhile to teach it in primary and secondary school.

Critical thinking, above all, allows you to detect lies. It teaches you to look past the surface of what other people are saying and determine whether what they are saying is actually true.

And our world is absolutely full of lies.

We are constantly lied to by advertising. We are constantly lied to by spam emails and scam calls. Day in and day out, people with big smiles promise us the world, if only we will send them five easy payments of $19.99.

We are constantly lied to by politicians. We are constantly lied to by religious leaders (it’s pretty much their whole job actually).

We are often lied to by newspapers—sometimes directly and explicitly, as in fake news, but more often in subtler ways. Most news articles in the mainstream press are true in the explicit facts they state, but are missing important context; and nearly all of them focus on the wrong things—exciting, sensational, rare events rather than what’s actually important and likely to affect your life. If newspapers were an accurate reflection of genuine risk, they’d have more articles on suicide than homicide, and something like one million articles on climate change for every one on some freak accident (like that submarine full of billionaires).

We are even lied to by press releases on science, which likewise focus on new, exciting, sensational findings rather than supported, established, documented knowledge. And don’t tell me everyone already knows it; just stating basic facts about almost any scientific field will shock and impress most of the audience, because they clearly didn’t learn this stuff in school (or, what amounts to the same thing, don’t remember it). This isn’t just true of quantum physics; it’s even true of economics—which directly affects people’s lives.

Critical thinking is how you can tell when a politician has distorted the views of his opponent and you need to spend more time listening to that opponent speak. Critical thinking could probably have saved us from electing Donald Trump President.

Critical thinking is how you tell that a supplement which “has not been evaluated by the FDA” (which is to say, nearly all of them) probably contains something mostly harmless that maybe would benefit you if you were deficient in it, but for most people really won’t matter—and definitely isn’t something you can substitute for medical treatment.

Critical thinking is how you recognize that much of the history you were taught as a child was a sanitized, simplified, nationalist version of what actually happened. But it’s also how you recognize that simply inverting it all and becoming the sort of anti-nationalist who hates your own country is at least as ridiculous. Thomas Jefferson was both a pioneer of democracy and a slaveholder. He was both a hero and a villain. The world is complicated and messy—and nothing will let you see that faster than critical thinking.


Critical thinking tells you that whenever a new “financial innovation” appears—like mortgage-backed securities or cryptocurrency—it will probably make obscene amounts of money for a handful of insiders, but will otherwise be worthless if not disastrous to everyone else. (And maybe if enough people had good critical thinking skills, we could stop the next “innovation” from getting so far!)

More widespread critical thinking could even improve our job market, as interviewers would no longer be taken in by the candidates who are best at overselling themselves, and would instead pay more attention to the more-qualified candidates who are quiet and honest.

In short, critical thinking constitutes a large portion of what is ordinarily called common sense or wisdom; some of that simply comes from life experience, but a great deal of it is actually a learnable skill set.

Of course, even if it can be learned, that still raises the question of how it can be taught. I don’t think we have a sound curriculum for teaching critical thinking, and in my more cynical moments I wonder if many of the powers that be like it that way. Knowing that many—not all, but many—politicians make their careers primarily from deceiving the public, it’s not so hard to see why those same politicians wouldn’t want to support teaching critical thinking in public schools. And it’s almost funny to me watching evangelical Christians try to justify why critical thinking is dangerous—they come so close to admitting that their entire worldview is totally unfounded in logic or evidence.

But at least I hope I’ve convinced you that it is something worthwhile to know, and that the world would be better off if we could teach it to more people.

Statisticacy

Jun 11 JDN 2460107

I wasn’t able to find a dictionary that includes the word “statisticacy”, but it doesn’t trigger my spell-check, and it does seem to have the same form as “numeracy”: numeric, numerical, numeracy, numerate; statistic, statistical, statisticacy, statisticate. It definitely still sounds very odd to my ears. Perhaps repetition will eventually make it familiar.

For the concept is clearly a very important one. Literacy and numeracy are no longer a serious problem in the First World; basically every adult at this point knows how to read and do addition. Even worldwide, 90% of men and 83% of women can read, at least at a basic level—which is an astonishing feat of our civilization by the way, well worthy of celebration.

But I have noticed a disturbing lack of, well, statisticacy. Even intelligent, educated people seem… pretty bad at understanding statistics.

I’m not talking about sophisticated econometrics here; of course most people don’t know that, and don’t need to. (Most economists don’t know that!) I mean quite basic statistical knowledge.

A few years ago I wrote a post called “Statistics you should have been taught in high school, but probably weren’t”; that’s the kind of stuff I’m talking about.

As part of being a good citizen in a modern society, every adult should understand the following:

1. The difference between a mean and a median, and why average income (mean) can increase even though most people are no richer (median).

2. The difference between increasing by X% and increasing by X percentage points: If inflation goes from 4% to 5%, that is an increase of 20% ((5/4-1)*100%), but only 1 percentage point (5%-4%).

3. The meaning of standard error, and how to interpret error bars on a graph—and why it’s a huge red flag if there aren’t any error bars on a graph.

4. Basic probabilistic reasoning: Given some scratch paper, a pen, and a calculator, everyone should be able to work out the odds of drawing a given blackjack hand, or rolling a particular number on a pair of dice. (If that’s too easy, make it a poker hand and four dice. But mostly that’s just more calculation effort, not fundamentally different.)

5. The meaning of exponential growth rates, and how they apply to economic growth and compound interest. (The difference between 3% interest and 6% interest over 30 years is more than double the total amount paid.)

I see people making errors about this sort of thing all the time.

Economic news that celebrates rising GDP but wonders why people aren’t happier (when real median income has been falling since 2019 and is only 7% higher than it was in 1999, an annual growth rate of 0.2%).

Reports on inflation, interest rates, or poll numbers that don’t clearly specify whether they are dealing with percentages or percentage points. (XKCD made fun of this.)

Speaking of poll numbers, any reporting on changes in polls that isn’t at least twice the margin of error of the polls in question. (There’s also a comic for this; this time it’s PhD Comics.)

People misunderstanding interest rates and gravely underestimating how much they’ll pay for their debt (then again, this is probably the result of strategic choices on the part of banks—so maybe the real failure is regulatory).

And, perhaps worst of all, the plague of science news articles about “New study says X”. Things causing and/or cancer, things correlated with personality types, tiny psychological nudges that supposedly have profound effects on behavior.

Some of these things will even turn out to be true; actually I think this one on fibromyalgia, this one on smoking, and this one on body image are probably accurate. But even if it’s a properly randomized experiment—and especially if it’s just a regression analysis—a single study ultimately tells us very little, and it’s irresponsible to report on them instead of telling people the extensive body of established scientific knowledge that most people still aren’t aware of.

Basically any time an article is published saying “New study says X”, a statisticate person should ignore it and treat it as random noise. This is especially true if the finding seems weird or shocking; such findings are far more likely to be random flukes than genuine discoveries. Yes, they could be true, but one study just doesn’t move the needle that much.

I don’t remember where it came from, but there is a saying about this: “What is in the textbooks is 90% true. What is in the published literature is 50% true. What is in the press releases is 90% false.” These figures are approximately correct.

If their goal is to advance public knowledge of science, science journalists would accomplish a lot more if they just opened to a random page in a mainstream science textbook and started reading it on air. Admittedly, I can see how that would be less interesting to watch; but then, their job should be to find a way to make it interesting, not to take individual studies out of context and hype them up far beyond what they deserve. (Bill Nye did this much better than most science journalists.)

I’m not sure how much to blame people for lacking this knowledge. On the one hand, they could easily look it up on Wikipedia, and apparently choose not to. On the other hand, they probably don’t even realize how important it is, and were never properly taught it in school even though they should have been. Many of these things may even be unknown unknowns; people simply don’t realize how poorly they understand. Maybe the most useful thing we could do right now is simply point out to people that these things are important, and if they don’t understand them, they should get on that Wikipedia binge as soon as possible.

And one last thing: Maybe this is asking too much, but I think that a truly statisticate person should be able to solve the Monty Hall Problem and not be confused by the result. (Hint: It’s very important that Monty Hall knows which door the car is behind, and would never open that one. If he’s guessing at random and simply happens to pick a goat, the correct answer is 1/2, not 2/3. Then again, it’s never a bad choice to switch.)

The case against phys ed

Dec 4 JDN 2459918

If I want to stop someone from engaging in an activity, what should I do? I could tell them it’s wrong, and if they believe me, that would work. But what if they don’t believe me? Or I could punish them for doing it, and as long as I can continue to do that reliably, that should deter them from doing it. But what happens after I remove the punishment?

If I really want to make someone not do something, the best way to accomplish that is to make them not want to do it. Make them dread doing it. Make them hate the very thought of it. And to accomplish that, a very efficient method would be to first force them to do it, but make that experience as miserable and humiliating is possible. Give them a wide variety of painful or outright traumatic experiences that are directly connected with the undesired activity, to carry with them for the rest of their life.

This is precisely what physical education does, with regard to exercise. Phys ed is basically optimized to make people hate exercise.

Oh, sure, some students enjoy phys ed. These are the students who are already athletic and fit, who already engage in regular exercise and enjoy doing so. They may enjoy phys ed, may even benefit a little from it—but they didn’t really need it in the first place.

The kids who need more physical activity are the kids who are obese, or have asthma, or suffer from various other disabilities that make exercising difficult and painful for them. And what does phys ed do to those kids? It makes them compete in front of their peers at various athletic tasks at which they will inevitably fail and be humiliated.

Even the kids who are otherwise healthy but just don’t get enough exercise will go into phys ed class at a disadvantage, and instead of being carefully trained to improve their skills and physical condition at their own level, they will be publicly shamed by their peers for their inferior performance.

I know this, because I was one of those kids. I have exercise-induced bronchoconstriction, a lung condition similar to asthma (actually there’s some debate as to whether it should be considered a form of asthma), in which intense aerobic exercise causes the airways of my lungs to become constricted and inflamed, making me unable to get enough air to continue.

It’s really quite remarkable I wasn’t diagnosed with this as a child; I actually once collapsed while running in gym class, and all they thought to do at the time was give me water and let me rest for the remainder of the class. Nobody thought to call the nurse. I was never put on a beta agonist or an inhaler. (In fact at one point I was put on a beta blocker for my migraines; I now understand why I felt so fatigued when taking it—it was literally the opposite of the drug my lungs needed.)

Actually it’s been a few years since I had an attack. This is of course partly due to me generally avoiding intense aerobic exercise; but even when I do get intense exercise, I rarely seem to get bronchoconstriction attacks. My working hypothesis is that the norepinephrine reuptake inhibition of my antidepressant acts like a beta agonist; both drugs mimic norepinephrine.

But as a child, I got such attacks quite frequently; and even when I didn’t, my overall athletic performance was always worse than most of the other kids. They knew it, I knew it, and while only a few actively tried to bully me for it, none of the others did anything to make me feel better. So gym class was always a humiliating and painful experience that I came to dread.

As a result, as soon as I got out of school and had my own autonomy in how to structure my own life, I basically avoided exercise whenever I could. Even knowing that it was good for me—really, exercise is ridiculously good for you; it honestly doesn’t even make sense to me how good it is for you—I could rarely get myself to actually go out and exercise. I certainly couldn’t do it with anyone else; sometimes, if I was very disciplined, I could manage to maintain an exercise routine by myself, as long as there was no one else there who could watch me, judge me, or compare themselves to me.

In fact, I’d probably have avoided exercise even more, had I not also had some more positive experiences with it outside of school. I trained in martial arts for a few years, getting almost to a black belt in tae kwon do; I quit precisely when it started becoming very competitive and thus began to feel humiliated again when I performed worse than others. Part of me wishes I had stuck with it long enough to actually get the black belt; but the rest of me knows that even if I’d managed it, I would have been miserable the whole time and it probably would have made me dread exercise even more.

The details of my story are of course individual to me; but the general pattern is disturbingly common. A kid does poorly in gym class, or even suffers painful attacks of whatever disabling condition they have, but nobody sees it as a medical problem; they just see the kid as weak and lazy. Or even if the adults are sympathetic, the other kids aren’t; they just see a peer who performed worse than them, and they have learned by various subtle (and not-so-subtle) cultural pressures that anyone who performs worse at a culturally-important task is worthy of being bullied and shunned.

Even outside the directly competitive environment of sports, the very structure of a phys ed class, where a large group of students are all expected to perform the same athletic tasks and can directly compare their performance against each other, invites this kind of competition. Kids can see, right in their faces, who is doing better and who is doing worse. And our culture is astonishingly bad at teaching children (or anyone else, for that matter) how to be sympathetic to others who perform worse. Worse performance is worse character. Being bad at running, jumping and climbing is just being bad.

Part of the problem is that school administrators seem to see physical education as a training and selection regimen for their sports programs. (In fact, some of them seem to see their entire school as existing to serve their sports programs.) Here is a UK government report bemoaning the fact that “only a minority of schools play competitive sport to a high level”, apparently not realizing that this is necessarily true because high-level sports performance is a relative concept. Only one team can win the championship each year. Only 10% of students will ever be in the top 10% of athletes. No matter what. Anything else is literally mathematically impossible. We do not live in Lake Wobegon; not all the children can be above average.

There are good phys ed programs out there. They have highly-trained instructors and they focus on matching tasks to a student’s own skill level, as well as actually educating them—teaching them about anatomy and physiology rather than just making them run laps. Actually the one phys ed class I took that I actually enjoyed was actually an anatomy and physiology class; we didn’t do any physical exercise in that class. But well-taught phys ed classes are clearly the exception, not the norm.

Of course, it could be that some students actually benefit from phys ed, perhaps even enough to offset the harms to people like me. (Though then the question should be asked whether phys ed should be compulsory for all students—if an intervention helps some and hurts others, maybe only give it to the ones it helps?) But I know very few people who actually described their experiences of phys ed class as positive ones. While many students describe their experiences of math class in similarly-negative terms (which is also a problem with how math classes are taught), I definitely do know people who actually enjoyed and did well in math class. Still, my sample is surely biased—it’s comprised of people similar to me, and I hated gym and loved math. So let’s look at the actual data.

Or rather, I’d like to, but there isn’t that much out there. The empirical literature on the effects of physical education is surprisingly limited.

A lot of analyses of physical education simply take as axiomatic that more phys ed means more exercise, and so they use the—overwhelming, unassailable—evidence that exercise is good to support an argument for more phys ed classes. But they never seem to stop and take a look at whether phys ed classes are actually making kids exercise more, particularly once those kids grow up and become adults.

In fact, the surprisingly weak correlations between higher physical activity and better mental health among adolescents (despite really strong correlations in adults) could be because exercise among adolescents is largely coerced via phys ed, and the misery of being coerced into physical humiliation counteracts any benefits that might have been obtained from increased exercise.

The best long-term longitudinal study I can find did show positive effects of phys ed on long-term health, though by a rather odd mechanism: Women exercised more as adults if they had phys ed in primary school, but men didn’t; they just smoked less. And this study was back in 1999, studying a cohort of adults who had phys ed quite a long time ago, when it was better funded.

The best experiment I can find actually testing whether phys ed programs work used a very carefully designed phys ed program with a lot of features that it would be really nice to have, but the vast majority of actual gym classes do not, including carefully structured activities with specific developmental goals, and, perhaps most importantly, children were taught to track and evaluate their own individual progress rather than evaluate themselves in comparison to others.

And even then, the effects are not all that large. The physical activity scores of the treatment group rose from 932 minutes per week to 1108 minutes per week for first-graders, and from 1212 to 1454 for second-graders. But the physical activity scores of the control group rose from 906 to 996 for first-graders, and 1105 to 1211 for second-graders. So of the 176 minutes per week gained by first-graders, 90 would have happened anyway. Likewise, of the 242 minutes per week gained by second-graders, 106 were not attributable to the treatment. Only about half of the gains were due to the intervention, and they amount to about a 10% increase in overall physical activity. It also seems a little odd to me that the control groups both started worse off than the experimental groups and both groups gained; it raises some doubts about the randomization.

The researchers also measured psychological effects, and these effects are even smaller and honestly a little weird. On a scale of “somatic anxiety” (basically, how bad do you feel about your body’s physical condition?), this well-designed phys ed program only reduced scores in the treatment group from 4.95 to 4.55 among first-graders, and from 4.50 to 4.10 among second-graders. Seeing as the scores for second-graders also fell in the control group from 4.63 to 4.45, only about half of the observed reduction—0.2 points on a 10-point scale—is really attributable to the treatment. And the really baffling part is that the measure of social anxiety actually fell more, which makes me wonder if they’re really measuring what they think they are.

Clearly, exercise is good. We should be trying to get people to exercise more. Actually, this is more important than almost anything else we could do for public health, with the possible exception of vaccinations. All of these campaigns trying to get kids to lose weight should be removed and replaced with programs to get them to exercise more, because losing weight doesn’t benefit health and exercising more does.

But I am not convinced that physical education as we know it actually makes people exercise more. In the short run, it forces kids to exercise, when there were surely ways to get kids to exercise that didn’t require such coercion; and in the long run, it gives them painful, even traumatic memories of exercise that make them not want to continue it once they get older. It’s too competitive, too one-size-fits-all. It doesn’t account for innate differences in athletic ability or match challenge levels to skill levels. It doesn’t help kids cope with having less ability, or even teach kids to be compassionate toward others with less ability than them.

And it makes kids miserable.

What’s wrong with police unions?

Nov 14 JDN 2459531

In a previous post I talked about why unions, even though they are collusive, are generally a good thing. But there is one very important exception to this rule: Police unions are almost always harmful.

Most recently, police unions have been leading the charge to fight vaccine mandates. This despite the fact that COVID-19 now kills more police officers than any other cause. They threatened that huge numbers of officers would leave if the mandates were imposed—but it didn’t happen.

But there is a much broader pattern than this: Police unions systematically take the side of individual police offers over the interests of public safety. Even the most incompetent, negligent, or outright murderous behavior by police officers will typically be defended by police unions. (One encouraging development is that lately even some police unions have been reluctant to defend the most outrageous killings by police officers—but this very much the exception, not the rule.)

Police unions are also unusual among unions in their political ties. Conservatives generally oppose unions, but are much friendlier toward police unions. At the other end of the spectrum, socialists normally love unions, but have distanced themselves from police unions for a long time. (The argument in that article that this is because “no other job involves killing people” is a bit weird: Ostensibly, the circumstances in which police are allowed to kill people are not all that different from the circumstances in which private citizens are. Just like us, they’re only supposed to use deadly force to prevent death or grievous bodily harm to themselves or others. The main thing that police are allowed to do that we aren’t is imprison people. Killing isn’t supposed to be a major part of the job.)

Police union also have some other weird features. The total membership of all police unions exceeds the total number of police officers in the United States, because a single officer is often affiliated with multiple unions—normally not at all how unions work. Police unions are also especially powerful and well-organized among unions. They are especially well-funded, and their members are especially loyal.

If we were to adopt a categorical view that unions are always good or always bad—as many people seem to want to—it’s difficult to see why police unions should be different from teachers’ unions or factory workers’ unions. But my argument was very careful not to make such categorical statements. Unions aren’t always or inherently good; they are usually good, because of how they are correcting a power imbalance between workers and corporations.

But when it comes to police, the situation is quite different. Police unions give more bargaining power to government officers against… what? Public accountability? The democratic system? Corporate CEOs are accountable only to their shareholders, but the mayors and city councils who decide police policy are elected (in most of the UK, even police commissioners are directly elected). It’s not clear that there was an imbalance in bargaining power here we would want to correct.

A similar case could be made against all public-sector unions, and indeed that case often is extended to teachers’ unions. If we must sacrifice teachers’ unions in order to destroy police unions, I’d be prepared to bite that bullet. But there are vital differences here as well. Teachers are not responsible for imprisoning people, and bad teachers almost never kill people. (In the rare cases in which teachers have committed murder, they have been charged to the full extent of the law, just as they would be in any other profession.) There surely is some misconduct by teachers that some unions may be protecting, but the harm caused by that misconduct is far lower than the harm caused by police misconduct. Teacher unions also provide a layer of protection for teachers to exercise autonomy, promoting academic freedom.

The form of teacher misconduct I would be most concerned about is sexual abuse of students. And while I’ve seen many essays claiming that teacher unions protect sexual abusers, the only concrete evidence I could find on the subject was a teachers’ union publicly complaining that the government had failed to pass stricter laws against sexual abuse by teachers. The research on teacher misconduct mainly focuses on other casual factors aside from union representation.

Even this Fox News article cherry-picking the worst examples of unions protecting abusive teachers includes line after line like “he was ultimately fired”, “he was pressured to resign”, and “his license was suspended”. So their complaint seems to be that it wasn’t done fast enough? But a fair justice system is necessarily slow. False accusations are rare, but they do happen—we can’t just take someone’s word for it. Ensuring that you don’t get fired until the district mounts strong evidence of misconduct against you is exactly what unions should be doing.

Whether unions are good or bad in a particular industry is ultimately an empirical question. So let’s look at the data, shall we? Teacher unions are positively correlated with school performance. But police unions are positively correlated with increased violent misconduct. There you have it: Teacher unions are good, but police unions are bad.

Sheepskin effect doesn’t prove much

Sep 20 JDN 2459113

The sheepskin effect is the observation that the increase in income from graduating from college after four years, relative going through college for three years, is much higher than the increase in income from simply going through college for three years instead of two.

It has been suggested that this provides strong evidence that education is primarily due to signaling, and doesn’t provide any actual value. In this post I’m going to show why this view is mistaken. The sheepskin effect in fact tells us very little about the true value of college. (Noah Smith actually made a pretty decent argument that it provides evidence against signaling!)

To see this, consider two very simple models.

In both models, we’ll assume that markets are competitive but productivity is not directly observable, so employers sort you based on your education level and then pay a wage equal to the average productivity of people at your education level, compensated for the cost of getting that education.

Model 1:

In this model, people all start with the same productivity, and are randomly assigned by their life circumstances to go to either 0, 1, 2, 3, or 4 years of college. College itself has no long-term cost.

The first year of college you learn a lot, the next couple of years you don’t learn much because you’re trying to find your way, and then in the last year of college you learn a lot of specialized skills that directly increase your productivity.

So this is your productivity after x years of college:

Years of collegeProductivity
010
117
222
325
431

We assumed that you’d get paid your productivity, so these are also your wages.

The increase in income each year goes from +7, to +5, to +3, then jumps up to +6. So if you compare the 4-year-minus-3-year gap (+6) with the 3-year-minus-2-year gap (+3), you get a sheepskin effect.

Model 2:

In this model, college is useless and provides no actual benefits. People vary in their intrinsic productivity, which is also directly correlated with the difficulty of making it through college.

In particular, there are five types of people:

TypeProductivityCost per year of college
0108
1116
2144
3193
4310

The wages for different levels of college education are as follows:

Years of collegeWage
010
117
222
325
431

Notice that these are exactly the same wages as in scenario 1. This is of course entirely intentional. In a moment I’ll show why this is a Nash equilibrium.

Consider the choice of how many years of college to attend. You know your type, so you know the cost of college to you. You want to maximize your net benefit, which is the wage you’ll get minus the total cost of going to college.

Let’s assume that if a given year of college isn’t worth it, you won’t try to continue past it and see if more would be.

For a type-0 person, they could get 10 by not going to college at all, or 17-(1)(8) = 9 by going for 1 year, so they stop.

For a type-1 person, they could get 10 by not going to college at all, or 17-(1)(6) = 11 by going for 1 year, or 22-(2)(6) = 10 by going for 2 years, so they stop.

Filling out all the possibilities yields this table:

Years \ Type01234
01010101010
1911131417
2
10141622
3

131925
4


1930

I’d actually like to point out that it was much harder to find numbers that allowed me to make the sheepskin effect work in the second model, where education was all signaling. In the model where education provides genuine benefit, all I need to do is posit that the last year of college is particularly valuable (perhaps because high-level specialized courses are more beneficial to productivity). I could pretty much vary that parameter however I wanted, and get whatever magnitude of sheepskin effect I chose.

For the signaling model, I had to carefully calibrate the parameters so that the costs and benefits lined up just right to make sure that each type chose exactly the amount of college I wanted them to choose while still getting the desired sheepskin effect. It took me about two hours of very frustrating fiddling just to get numbers that worked. And that’s with the assumption that someone who finds 2 years of college not worth it won’t consider trying for 4 years of college (which, given the numbers above, they actually might want to), as well as the assumption that when type-3 individuals are indifferent between staying and dropping out they drop out.

And yet the sheepskin effect is supposed to be evidence that the world works like the signaling model?

I’m sure a more sophisticated model could make the signaling explanation a little more robust. The biggest limitation of these models is that once you observe someone’s education level, you immediately know their true productivity, whether it came from college or not. Realistically we should be allowing for unobserved variation that can’t be sorted out by years of college.

Maybe it seems implausible that the last year of college is actually more beneficial to your productivity than the previous years. This is probably the intuition behind the idea that sheepskin effects are evidence of signaling rather than genuine learning.

So how about this model?

Model 3:

As in the second model, there are four types of people, types 0, 1, 2, 3, and 4. They all start with the same level of productivity, and they have the same cost of going to college; but they get different benefits from going to college.

The problem is, people don’t start out knowing what type they are. Nor can they observe their productivity directly. All they can do is observe their experience of going to college and then try to figure out what type they must be.

Type 0s don’t benefit from college at all, and they know they are type 0; so they don’t go to college.

Type 1s benefit a tiny amount from college (+1 productivity per year), but don’t realize they are type 1s until after one year of college.

Type 2s benefit a little from college (+2 productivity per year), but don’t realize they are type 2s until after two years of college.

Type 3s benefit a moderate amount from college (+3 productivity per year), but don’t realize they are type 3s until after three years of college.

Type 4s benefit a great deal from college (+5 productivity per year), but don’t realize they are type 4s until after three years of college.

What then will happen? Type 0s will not go to college. Type 1s will go one year and then drop out. Type 2s will go two years and then drop out. Type 3s will go three years and then drop out. And type 4s will actually graduate.

That results in the following before-and-after productivity:

TypeProductivity before collegeYears of collegeProductivity after college
010010
110111
210214
310319
410430

If each person is paid a wage equal to their productivity, there will be a huge sheepskin effect; wages only go up +1 for 1 year, +3 for 2 years, +5 for 3 years, but then they jump up to +11 for graduation. It appears that the benefit of that last year of college is more than the other three combined. But in fact it’s not; for any given individual, the benefits of college are the same each year. It’s just that college is more beneficial to the people who decided to stay longer.

And I could of course change that assumption too, making the early years more beneficial, or varying the distribution of types, or adding more uncertainty—and so on. But it’s really not hard at all to make a model where college is beneficial and you observe a large sheepskin effect.

In reality, I am confident that some of the observed benefit of college is due to sorting—not the same thing as signaling—rather than the direct benefits of education. The earnings advantage of going to a top-tier school may be as much about the selection of students as they are the actual quality of the education, since once you control for measures of student ability like GPA and test scores those benefits drop dramatically.

Moreover, I agree that it’s worth looking at this: Insofar as college is about sorting or signaling, it’s wasteful from a societal perspective, and we should be trying to find more efficient sorting mechanisms.

But I highly doubt that all the benefits of college are due to sorting or signaling; there definitely are a lot of important things that people learn in college, not just conventional academic knowledge like how to do calculus, but also broader skills like how to manage time, how to work in groups, and how to present ideas to others. Colleges also cultivate friendships and provide opportunities for networking and exposure to a diverse community. Judging by voting patterns, I’m going to go out on a limb and say that college also makes you a better citizen, which would be well worth it by itself.

The truth is, we don’t know exactly why college is beneficial. We certainly know that it is beneficial: Unemployment rates and median earnings are directly sorted by education level. Yes, even PhDs in philosophy and sociology have lower unemployment and higher incomes (on average) than the general population. (And of course PhDs in economics do better still.)

Green New Deal Part 1: Why aren’t we building more infrastructure?

Apr 7 JDN 2458581

For the next few weeks, I’ll be doing a linked series of posts on the Green New Deal. Some parts of it are obvious and we should have been doing them for decades already; let’s call these “easy parts”. Some parts of it will be difficult, but are definitely worth doing; let’s call these “hard parts”. And some parts of it are quite radical and may ultimately not be feasible—but may still be worth trying; let’s call these “very hard parts”.

Today I’m going to talk about some of the easy parts.

“Repairing and upgrading the infrastructure in the United States, including [. . .] by eliminating pollution and greenhouse gas emissions as much as technologically feasible.”

“Building or upgrading to energy-efficient, distributed, and ‘smart’ power grids, and working to ensure affordable access to electricity.”

“Upgrading all existing buildings in the United States and building new buildings to achieve maximal energy efficiency, water efficiency, safety, affordability, comfort, and durability, including through electrification.”

Every one of these proposals is basically a no-brainer. We should have been spending something like $100 billion dollars a year for the last 30 years doing this, and if we had, we’d have infrastructure that would be the envy of the world.
Instead, the ASCE gives our infrastructure a D+: passing, but just barely. We are still in the top 10 in the World Bank’s infrastructure ratings, but we have been slowly slipping downward in the rankings.

 

Where did I get my $100 billion a year figure from? Well, we have about a $15 billion annual shortfall in highway maintenance, $13 billion in waterway maintenance, and $25 billion in dam repairs. That’s $53 billion. But that’s just to keep what we already have. In order to build more infrastructure, or upgrade it to be better, we’re going to need to spend considerably more. Double it and make it a nice round number, and you get $100 billion.

 

Of course, $100 billion a year is not a small amount of money.
How would we pay for such a thing?

 

That’s the thing: We wouldn’t need to.

 

Infrastructure investment doesn’t have to be “paid for” in the usual sense. We don’t need to raise taxes. We don’t need to cut spending. We can just add infrastructure spending onto other spending, raising the deficit directly. We can borrow money to fund the projects, and then by the time those bonds mature we will have made enough additional tax revenue from the increased productivity (and the Keynes multiplier) that we will have no problem paying back the debt.

 

Funding investment is what debt is supposed to be for. Particularly when interest rates are this low (currently about 3% nominal, which means about 1% adjusted for inflation), there is very little downside to taking out more debt if you’re going to plow that money into productive investments.

 

Of course debt can be used for anything money can, and using debt for all your spending is often not a good idea (but it can be, if your income is inconsistent or you have good reasons to think it will increase in the future). But I’m not suggesting the government should use debt to fund Medicare and Social Security payments; I’m merely suggesting that they should use debt to fund infrastructure investment. Medicare and Social Security are, at their core, social insurance programs; they spread wealth around, which has a lot of important benefits; but they don’t meaningfully create new wealth, so you need to be careful about how you pay for them. Infrastructure investment creates new wealth. The extra value is basically pulled from thin air; you’d be a fool not to take it.

 

This is also why I just can’t get all that upset about student loans (even though I personally would personally stand to gain a small house if student debt were to suddenly evaporate). Education is the most productive investment we have, and most of the benefits of education do actually accrue to the individual who is being educated. It therefore stands to reason that students should pay for their own education, and since most of us couldn’t afford to pay in cash, it stands to reason that we should be offered loans.

 

There are some minor changes I would make to the student loan system, such as lower interest rates, higher limits to subsidized loans, stricter regulations on private student loans, and a simpler forgiveness process that doesn’t result in ridiculous tax liability. But I really don’t see the need to go to a fully taxpayer-funded higher education system. On the other hand, it wouldn’t necessarily be bad to go to a fully taxpayer-funded system; it seems to work quite well in Germany, France, and most of Scandinavia. I just don’t see this as a top priority.

 

It feels awful having $100,000 in debt, but it’s really not that bad when you realize that a college education will increase your lifetime earnings by an average of $1 million (and more like $2 million in my case because I’m going for a PhD, PhDs are more valuable than bachelor’s degrees, and even among PhDs, economists are particularly well-paid). You are being offered the chance to apy $100,000 now to get $1 million later. You should definitely take that deal.

 

And yet, we still aren’t increasing our infrastructure investment. Trump said he would, and it seemed like one of his few actual good ideas (remember the Stopped Clock Principle: reversed stupidity is not intelligence); but so far, no serious infrastructure plan has materialized.

 

Despite extremely strong bipartisan support for increased infrastructure investment, we don’t seem to be able to actually get the job done.
I think I know why.

 

The first reason is that “infrastructure” is a vague concept, almost a feel-good Applause Light like “freedom” or “justice”. Nobody is ever going to say they are against freedom or justice. Instead they’ll disagree about what constitutes freedom or justice.

 

And likewise, while almost everyone will agree that infrastructure as a concept is a good thing, there can be large substantive disagreements over just what kind of infrastructure to build. We want better transportation: Does that mean more roads, or train lines instead? We want cheaper electricity: When we build new power plants, should they use natural gas, solar, or nuclear power? We want to revitalize inner cities: Does that mean public housing, community projects, or subsidies for developers? Nobody wants an inefficient electricity grid, but just how much are we willing to invest in making it more efficient, and how? Once the infrastructure is built, should it be publicly owned and tax-funded, or privatized and run for profit?
This reason is not going to go away. We simply have to face up to it, and find a way to argue substantively for the specific kinds of infrastructure we want. It should be trains, not roads. It should be solar, wind, and nuclear, not natural gas, and certainly not coal or oil. It should be public housing and community projects, not subsidies for developers. Most of the infrastructure should be publicly owned, and what isn’t should be strictly regulated.

 

Yet there is another reason, which I think we might be able to eliminate. Most people seem to think that we need to pay for infrastructure the way we would need to pay for expanded social programs or military spending. They keep asking “How will this be paid for?” (And despite a lot of conservatives frothing about it—I will not give them ad revenue by linking—Alexandria Ocasio-Cortez was not wrong when she said “The same way we pay for everything else.” We tax and spend; that’s what governments do. It’s always a question of what taxes and what spending.)

 

But we really don’t need to pay for infrastructure at all. Infrastructure will pay for itself; we simply need to finance it up front. And when we’re paying real interest rates of 1%, that’s not a difficult thing to do. If interest rates start to rise, we may want to pull back on that; but that’s not something that will happen overnight. We would see it coming, and have a variety of fiscal and monetary tools available to deal with it. The fear of possibly paying a bit more interest 30 years from now is a really stupid reason not to fix bridges that are crumbling today.

 

So when we talk about the Green New Deal (or at least the “easy parts”), let’s throw away this nonsense about “paying for it”. Almost all of these programs are long-term investments; they will pay for themselves. There are still substantive choices to be made about what exactly to build and where and how; but the US is an extraordinarily rich country with virtually unlimited borrowing power.

 

We can afford to do this.

 

Indeed, I think the question we should really be asking is:
How can we afford not to do this?

Impostor Syndrome

Feb 24 JDN 2458539

You probably have experienced Impostor Syndrome, even if you didn’t know the word for it. (Studies estimate that over 70% of the general population, and virtually 100% of graduate students, have experienced it at least once.)

Impostor Syndrome feels like this:

All your life you’ve been building up accomplishments, and people kept praising you for them, but those things were easy, or you’ve just gotten lucky so far. Everyone seems to think you are highly competent, but you know better: Now that you are faced with something that’s actually hard, you can’t do it. You’re not sure you’ll ever be able to do it. You’re scared to try because you know you’ll fail. And now you fear that at any moment, your whole house of cards is going to come crashing down, and everyone will see what a fraud and a failure you truly are.

The magnitude of that feeling varies: For most people it can be a fleeting experience, quickly overcome. But for some it is chronic, overwhelming, and debilitating.

It may surprise you that I am in the latter category. A few years ago, I went to a seminar on Impostor Syndrome, and they played a “Bingo” game where you collect spaces by exhibiting symptoms: I won.

In a group of about two dozen students who were there specifically because they were worried about Impostor Syndrome, I exhibited the most symptoms. On the Clance Impostor Phenomenon Scale, I score 90%. Anything above 60% is considered diagnostic, though there is no DSM disorder specifically for Impostor Syndrome.

Another major cause of Impostor Syndrome is being an underrepresented minority. Women, people of color, and queer people are at particularly high risk. While men are less likely to experience Impostor Syndrome, we tend to experience it more intensely when we do.

Aside from being a graduate student, which is basically coextensive with Impostor Syndrome, being a writer seems to be one of the strongest predictors of Impostor Syndrome. Megan McArdle of The Atlantic theorizes that it’s because we were too good in English class, or, more precisely, that English class was much too easy for us. We came to associate our feelings of competence and accomplishment with tasks simply coming so easily we barely even had to try.

But I think there’s a bigger reason, which is that writers face rejection letters. So many rejection letters. 90% of novels are rejected at the query stage; then a further 80% are rejected at the manuscript review stage; this means that a given query letter has about a 2% chance of acceptance. This means that even if you are doing everything right and will eventually get published, you can on average expected 50 rejection letters. I collected a little over 20 and ran out of steam, my will and self-confidence utterly crushed. But statistically I should have continued for at least 30 more. In fact, it’s worse than that; you should always expect to continue 50 more, up until you finally get accepted—this is a memoryless distribution. And if always having to expect to wait for 50 more rejection letters sounds utterly soul-crushing, that’s because it is.

And that’s something fiction writing has in common with academic research. Top journals in economics have acceptance rates between 3% and 8%. I’d say this means you need to submit between 13 and 34 times to get into a top journal, but that’s nonsense; there are only 5 top journals in economics. So it’s more accurate to say that with any given paper, no matter how many times you submit, you only have about a 30% chance of getting into a top journal. After that, your submissions will necessarily not be to top journals. There are enough good second-tier journals that you can probably get into one eventually—after submitting about a dozen times. And maybe a hiring or tenure committee will care about a second-tier publication. It might count for something. But it’s those top 5 journals that really matter. If for every paper you have in JEBO or JPubE, another candidate has a paper in AER or JPE, they’re going to hire the other candidate. Your paper could use better methodology on a more important question, and be better written—but if for whatever reason AER didn’t like it, that’s what will decide the direction of your career.

If I were trying to design a system that would inflict maximal Impostor Syndrome, I’m not sure I could do much better than this. I guess I’d probably have just one top journal instead of five, and I’d make the acceptance rate 1% instead of 3%. But this whole process of high-stakes checkpoints and low chances of getting on a tenure track that will by no means guarantee actually getting tenure? That’s already quite well-optimized. It’s really a brilliant design, if that’s the objective. You select a bunch of people who have experienced nothing but high achievement their whole lives. If they ever did have low achievement, for whatever reason (could be no fault of their own, you don’t care), you’d exclude them from the start. You give them a series of intensely difficult tasks—tasks literally no one else has ever done that may not even be possible—with minimal support and utterly irrelevant and useless “training”, and evaluate them constantly at extremely high stakes. And then at the end you give them an almost negligible chance of success, and force even those who do eventually succeed to go through multiple steps of failure and rejection beforehand. You really maximize the contrast between how long a streak of uninterrupted successes they must have had in order to be selected in the first place, and how many rejections they have to go through in order to make it to the next level.

(By the way, it’s not that there isn’t enough teaching and research for all these PhD graduates; that’s what universities want you to think. It’s that universities are refusing to open up tenure-track positions and instead relying upon adjuncts and lecturers. And the obvious reason for that is to save money.)

The real question is why we let them put us through this. I’m wondering that more and more every day.

I believe in science. I believe I could make a real contribution to human knowledge—at least, I think I still believe that. But I don’t know how much longer I can stand this gauntlet of constant evaluation and rejection.

I am going through a particularly severe episode of Impostor Syndrome at the moment. I am at an impasse in my third-year research paper, which is supposed to be done by the end of the summer. My dissertation committee wants me to revise my second-year paper to submit to journals, and I just… can’t do it. I have asked for help from multiple sources, and received conflicting opinions. At this point I can’t even bring myself to work on it.

I’ve been aiming for a career as an academic research scientist for as long as I can remember, and everyone tells me that this is what I should do and where I belong—but I don’t really feel like I belong anymore. I don’t know if I have a thick enough skin to get through all these layers of evaluation and rejection. Everyone tells me I’m good at this, but I don’t feel like I am. It doesn’t come easily the way I had come to expect things to come easily. And after I’ve done the research, written the paper—the stuff that I was told was the real work—there are all these extra steps that are actually so much harder, so much more painful—submitting to journals and being rejected over, and over, and over again, practically watching the graph of my career prospects plummet before my eyes.

I think that what really triggered my Impostor Syndrome was finally encountering things I’m not actually good at. It sounds arrogant when I say it, but the truth is, I had never had anything in my entire academic experience that felt genuinely difficult. There were things that were tedious, or time-consuming; there were other barriers I had to deal with, like migraines, depression, and the influenza pandemic. But there was never any actual educational content I had difficulty absorbing and understanding. Maybe if I had, I would be more prepared for this. But of course, if that were the case, they’d never let me into grad school at all. Just to be here, I had to have an uninterrupted streak of easy success after easy success—so now that it’s finally hard, I feel completely blindsided. I’m finally genuinely challenged by something academic, and I can’t handle it. There’s math I don’t know how to do; I’ve never felt this way before.

I know that part of the problem is internal: This is my own mental illness talking. But that isn’t much comfort. Knowing that the problem is me doesn’t exactly reduce the feeling of being a fraud and a failure. And even a problem that is 100% inside my own brain isn’t necessarily a problem I can fix. (I’ve had migraines in my brain for the last 18 years; I still haven’t fixed them.)

There is so much that the academic community could do so easily to make this problem better. Stop using the top 5 journals as a metric, and just look at overall publication rates. Referee publications double-blind, so that grad students know their papers will actually be read and taken seriously, rather than thrown out as soon as the referee sees they don’t already have tenure. Or stop obsessing over publications all together, and look at the detailed content of people’s work instead of maximizing the incentive to keep putting out papers that nobody will ever actually read. Open up more tenure-track faculty positions, and stop hiring lecturers and adjuncts. If you have to save money, do it by cutting salaries for administrators and athletic coaches. And stop evaluating constantly. Get rid of qualifying exams. Get rid of advancement exams. Start from the very beginning of grad school by assigning a mentor to each student and getting directly into working on a dissertation. Don’t make the applied econometrics researchers take exams in macro theory. Don’t make the empirical macroeconomists study game theory. Focus and customize coursework specifically on what grad students will actually need for the research they want to do, and don’t use grades at all. Remove the evaluative element completely. We should feel as though we are allowed to not know things. We should feel as though we are allowed to get things wrong. You are supposed to be teaching us, and you don’t seem to know how to do that; you just evaluate us constantly and expect us to learn on our own.

But none of those changes are going to happen. Certainly not in time for me, and probably not ever, because people like me who want the system to change are precisely the people the current system seems designed to weed out. It’s the ones who make it through the gauntlet, and convince themselves that it was their own brilliance and hard work that carried them through (not luck, not being a White straight upper-middle-class cis male, not even perseverance and resilience in the face of rejection), who end up making the policies for the next generation.

Because those who should be fixing the problem refuse to do so, that leaves the rest of us. What can we do to relieve Impostor Syndrome in ourselves or those around us?

You’d be right to take any advice I give now with a grain of salt; it’s obviously not working that well on me. But maybe it can help someone else. (And again I realize that “Don’t listen to me, I have no idea what I’m talking about” is exactly what someone with Impostor Syndrome would say.)

One of the standard techniques for dealing with Impostor Syndrome is called self-compassion. The idea is to be as forgiving to yourself as you would be to someone you love. I’ve never been good at this. I always hold myself to a much higher standard than I would hold anyone else—higher even than I would allow anyone to impose on someone else. After being told my whole life how brilliant and special I am, I internalized it in perhaps the most toxic way possible: I set my bar higher. Things that other people would count as great success I count as catastrophic failure. “Good enough” is never good enough.

Another good suggestion is to change your comparison set: Don’t compare yourself just to faculty or other grad students, compare yourself to the population as a whole. Others will tell you to stop comparing altogether, but I don’t know if that’s even possible in a capitalist labor market.

I’ve also had people encourage me to focus on my core motivations, remind myself what really matters and why I want to be a scientist in the first place. But it can be hard to keep my eye on that prize. Sometimes I wonder if I’ll ever be able to do the things I originally set out to do, or if it’s trying to fit other people’s molds and being rejected repeatedly over and over again for the rest of my life.

I think the best advice I’ve ever received on dealing with Impostor Syndrome was actually this: “Realize that nobody knows what they’re doing.” The people who are the very best at things… really aren’t all that good at them. If you look around carefully, the evidence of incompetence is everywhere. Look at all the books that get published that weren’t worth writing, all the songs that get recorded that weren’t worth singing. Think about the easily-broken electronic gadgets, the glitchy operating systems, the zero-day exploits, the data breaches, the traffic lights that are timed so badly they make the traffic jams worse. Remember that the leading cause of airplane crashes is pilot error, that medical mistakes are the third-leading cause of death in the United States. Think about every vending machine that ate your dollar, every time your cable went out in a storm. All those people around you who look like they are competent and successful? They aren’t. They are just as confused and ignorant and clumsy as you are. Most of them also feel like frauds, at least some of the time.

The sausage of statistics being made

 

Nov 11 JDN 2458434

“Laws, like sausages, cease to inspire respect in proportion as we know how they are made.”

~ John Godfrey Saxe, not Otto von Bismark

Statistics are a bit like laws and sausages. There are a lot of things in statistical practice that don’t align with statistical theory. The most obvious examples are the fact that many results in statistics are asymptotic: they only strictly apply for infinitely large samples, and in any finite sample they will be some sort of approximation (we often don’t even know how good an approximation).

But the problem runs deeper than this: The whole idea of a p-value was originally supposed to be used to assess one single hypothesis that is the only one you test in your entire study.

That’s frankly a ludicrous expectation: Why would you write a whole paper just to test one parameter?

This is why I don’t actually think this so-called multiple comparisons problem is a problem with researchers doing too many hypothesis tests; I think it’s a problem with statisticians being fundamentally unreasonable about what statistics is useful for. We have to do multiple comparisons, so you should be telling us how to do it correctly.

Statisticians have this beautiful pure mathematics that generates all these lovely asymptotic results… and then they stop, as if they were done. But we aren’t dealing with infinite or even “sufficiently large” samples; we need to know what happens when your sample is 100, not when your sample is 10^29. We can’t assume that our variables are independently identically distributed; we don’t know their distribution, and we’re pretty sure they’re going to be somewhat dependent.

Even in an experimental context where we can randomly and independently assign some treatments, we can’t do that with lots of variables that are likely to matter, like age, gender, nationality, or field of study. And applied econometricians are in an even tighter bind; they often can’t randomize anything. They have to rely upon “instrumental variables” that they hope are “close enough to randomized” relative to whatever they want to study.

In practice what we tend to do is… fudge it. We use the formal statistical methods, and then we step back and apply a series of informal norms to see if the result actually makes sense to us. This is why almost no psychologists were actually convinced by Daryl Bem’s precognition experiments, despite his standard experimental methodology and perfect p < 0.05 results; he couldn’t pass any of the informal tests, particularly the most basic one of not violating any known fundamental laws of physics. We knew he had somehow cherry-picked the data, even before looking at it; nothing else was possible.

This is actually part of where the “hierarchy of sciences” notion is useful: One of the norms is that you’re not allowed to break the rules of the sciences above you, but you can break the rules of the sciences below you. So psychology has to obey physics, but physics doesn’t have to obey psychology. I think this is also part of why there’s so much enmity between economists and anthropologists; really we should be on the same level, cognizant of each other’s rules, but economists want to be above anthropologists so we can ignore culture, and anthropologists want to be above economists so they can ignore incentives.

Another informal norm is the “robustness check”, in which the researcher runs a dozen different regressions approaching the same basic question from different angles. “What if we control for this? What if we interact those two variables? What if we use a different instrument?” In terms of statistical theory, this doesn’t actually make a lot of sense; the probability distributions f(y|x) of y conditional on x and f(y|x, z) of y conditional on x and z are not the same thing, and wouldn’t in general be closely tied, depending on the distribution f(x|z) of x conditional on z. But in practice, most real-world phenomena are going to continue to show up even as you run a bunch of different regressions, and so we can be more confident that something is a real phenomenon insofar as that happens. If an effect drops out when you switch out a couple of control variables, it may have been a statistical artifact. But if it keeps appearing no matter what you do to try to make it go away, then it’s probably a real thing.

Because of the powerful career incentives toward publication and the strange obsession among journals with a p-value less than 0.05, another norm has emerged: Don’t actually trust p-values that are close to 0.05. The vast majority of the time, a p-value of 0.047 was the result of publication bias. Now if you see a p-value of 0.001, maybe then you can trust it—but you’re still relying on a lot of assumptions even then. I’ve seen some researchers argue that because of this, we should tighten our standards for publication to something like p < 0.01, but that’s missing the point; what we need to do is stop publishing based on p-values. If you tighten the threshold, you’re just going to get more rejected papers and then the few papers that do get published will now have even smaller p-values that are still utterly meaningless.

These informal norms protect us from the worst outcomes of bad research. But they are almost certainly not optimal. It’s all very vague and informal, and different researchers will often disagree vehemently over whether a given interpretation is valid. What we need are formal methods for solving these problems, so that we can have the objectivity and replicability that formal methods provide. Right now, our existing formal tools simply are not up to that task.

There are some things we may never be able to formalize: If we had a formal algorithm for coming up with good ideas, the AIs would already rule the world, and this would be either Terminator or The Culture depending on whether we designed the AIs correctly. But I think we should at least be able to formalize the basic question of “Is this statement likely to be true?” that is the fundamental motivation behind statistical hypothesis testing.

I think the answer is likely to be in a broad sense Bayesian, but Bayesians still have a lot of work left to do in order to give us really flexible, reliable statistical methods we can actually apply to the messy world of real data. In particular, tell us how to choose priors please! Prior selection is a fundamental make-or-break problem in Bayesian inference that has nonetheless been greatly neglected by most Bayesian statisticians. So, what do we do? We fall back on informal norms: Try maximum likelihood, which is like using a very flat prior. Try a normally-distributed prior. See if you can construct a prior from past data. If all those give the same thing, that’s a “robustness check” (see previous informal norm).

Informal norms are also inherently harder to teach and learn. I’ve seen a lot of other grad students flail wildly at statistics, not because they don’t know what a p-value means (though maybe that’s also sometimes true), but because they don’t really quite grok the informal underpinnings of good statistical inference. This can be very hard to explain to someone: They feel like they followed all the rules correctly, but you are saying their results are wrong, and now you can’t explain why.

In fact, some of the informal norms that are in wide use are clearly detrimental. In economics, norms have emerged that certain types of models are better simply because they are “more standard”, such as the dynamic stochastic general equilibrium models that can basically be fit to everything and have never actually usefully predicted anything. In fact, the best ones just predict what we already knew from Keynesian models. But without a formal norm for testing the validity of models, it’s been “DSGE or GTFO”. At present, it is considered “nonstandard” (read: “bad”) not to assume that your agents are either a single unitary “representative agent” or a continuum of infinitely-many agents—modeling the actual fact of finitely-many agents is just not done. Yet it’s hard for me to imagine any formal criterion that wouldn’t at least give you some points for correctly including the fact that there is more than one but less than infinity people in the world (obviously your model could still be bad in other ways).

I don’t know what these new statistical methods would look like. Maybe it’s as simple as formally justifying some of the norms we already use; maybe it’s as complicated as taking a fundamentally new approach to statistical inference. But we have to start somewhere.

If you really want grad students to have better mental health, remove all the high-stakes checkpoints

Post 260: Oct 14 JDN 2458406

A study was recently published in Nature Biotechnology showing clear evidence of a mental health crisis among graduate students (no, I don’t know why they picked the biotechnology imprint—I guess it wasn’t good enough for Nature proper?). This is only the most recent of several studies showing exceptionally high rates of mental health issues among graduate students.

I’ve seen universities do a lot of public hand-wringing and lip service about this issue—but I haven’t seen any that were seriously willing to do what it takes to actually solve the problem.

I think this fact became clearest to me when I was required to fill out an official “Individual Development Plan” form as a prerequisite for my advancement to candidacy, which included one question about “What are you doing to support your own mental health and work/life balance?”

The irony here is absolutely excruciating, because advancement to candidacy has been overwhelmingly my leading source of mental health stress for at least the last six months. And it is only one of several different high-stakes checkpoints that grad students are expected to complete, always threatened with defunding or outright expulsion from the graduate program if the checkpoint is not met by a certain arbitrary deadline.

The first of these was the qualifying exams. Then comes advancement to candidacy. Then I have to complete and defend a second-year paper, then a third-year paper. Finally I have to complete and defend a dissertation, and then go onto the job market and go through a gauntlet of applications and interviews. I can’t think of any other time in my life when I was under this much academic and career pressure this consistently—even finishing high school and applying to college wasn’t like this.

If universities really wanted to improve my mental health, they would find a way to get rid of all that.

Granted, a single university does not have total control over all this: There are coordination problems between universities regarding qualifying exams, advancement, and dissertation requirements. One university that unilaterally tried to remove all these would rapidly lose prestige, as it would not be regarded as “rigorous” to reduce the pressure on your grad students. But that itself is precisely the problem—we have equated “rigor” with pressuring grad students until they are on the verge of emotional collapse. Universities don’t seem to know how to make graduate school difficult in the ways that would actually encourage excellence in research and teaching; they simply know how to make it difficult in ways that destroy their students psychologically.

The job market is even more complicated; in the current funding environment, it would be prohibitively expensive to open up enough faculty positions to actually accept even half of all graduating PhDs to tenure-track jobs. Probably the best answer here is to refocus graduate programs on supporting employment outside academia, recognizing both that PhD-level skills are valuable in many workplaces and that not every grad student really wants to become a professor.

But there are clearly ways that universities could mitigate these effects, and they don’t seem genuinely interested in doing so. They could remove the advancement exam, for example; you could simply advance to candidacy as a formality when your advisor decides you are ready, never needing to actually perform a high-stakes presentation before a committee—because what the hell does that accomplish anyway? Speaking of advisors, they could have a formalized matching process that starts with interviewing several different professors and being matched to the one that best fits your goals and interests, instead of expecting you to reach out on your own and hope for the best. They could have you write a dissertation, but not perform a “dissertation defense”—because, again, what can they possibly learn from forcing you to present in a high-stakes environment that they couldn’t have learned from reading your paper and talking with you about it over several months?

They could adjust or even remove funding deadlines—especially for international students. Here at UCI at least, once you are accepted to the program, you are ostensibly guaranteed funding for as long as you maintain reasonable academic progress—but then they define “reasonable progress” in such a way that you have to form an advancement committee, fill out forms, write a paper, and present before a committee all by a certain date or your funding is in jeopardy. Residents of California (which includes all US students who successfully established residency after a full year) are given more time if we need it—but international students aren’t. How is that fair?

The unwillingness of universities to take such actions clearly shows that their commitment to improving students’ mental health is paper-thin. They are only willing to help their students improve their work-life balance as long as it doesn’t require changing anything about the graduate program. They will provide us with counseling services and free yoga classes, but they won’t seriously reduce the pressure they put on us at every step of the way.
I understand that universities are concerned about protecting their prestige, but I ask them this: Does this really improve the quality of your research or teaching output? Do you actually graduate better students by selecting only the ones who can survive being emotionally crushed? Do all these arbitrary high-stakes performances actually result in greater advancement of human knowledge?

Or is it perhaps that you yourselves were put through such hazing rituals years ago, and now your cognitive dissonance won’t let you admit that it was all for naught? “This must be worth doing, or else they wouldn’t have put me through so much suffering!” Are you trying to transfer your own psychological pain onto your students, lest you be forced to face it yourself?