Empathy is not enough

Jan 14 JDN 2460325

A review of Against Empathy by Paul Bloom

The title Against Empathy is clearly intentionally provocative, to the point of being obnoxious: How can you be against empathy? But the book really does largely hew toward the conclusion that empathy, far from being an unalloyed good as we may imagine it to be, is overall harmful and detrimental to society.

Bloom defines empathy narrowly, but sensibly, as the capacity to feel other people’s emotions automatically—to feel hurt when you see someone hurt, afraid when you see someone afraid. He argues surprisingly well that this capacity isn’t really such a great thing after all, because it often makes us help small numbers of people who are like us rather than large numbers of people who are different from us.

But something about the book rubs me the wrong way all throughout, and I think I finally put my finger on it:

If empathy is bad… compared to what?

Compared to some theoretical ideal of perfect compassion where we love all sentient beings in the universe equally and act only according to maxims that would yield the greatest benefit for all, okay, maybe empathy is bad.

But that is an impossible ideal. No human being has ever approached it. Even our greatest humanitarians are not like that.

Indeed, one thing has clearly characterized the very best human beings, and that is empathy. Every one of them has been highly empathetic.

The case for empathy gets even stronger if you consider the other extreme: What are human beings like when they lack empathy? Why, those people are psychopaths, and they are responsible for the majority of violent crimes and nearly all the most terrible atrocities.

Empirically, if you look at humans as we actually are, it really seems like this function is monotonic: More empathy makes people behave better. Less empathy makes them behave worse.

Yet Bloom does have a point, nevertheless.

There are real-world cases where empathy seems to have done more harm than good.

I think his best examples come from analysis of charitable donations. Most people barely give anything to charity, which we might think of as a lack of empathy. But a lot of people do give to a great deal to charity—yet the charities they give to and the gifts they give are often woefully inefficient.

Let’s even set aside cases like the Salvation Army, where the charity is actively detrimental to society due to the distortions of ideology. The Salvation Army is in fact trying to do good—they’re just starting from a fundamentally evil outlook on the universe. (And if that sounds harsh to you? Take a look at what they say about people like me.)

No, let’s consider charities that are well-intentioned, and not blinded by fanatical ideology, who really are trying to work toward good things. Most of them are just… really bad at it.

The most cost-effective charities, like the ones GiveWell gives top ratings to, can save a life for about $3,000-5,000, or about $150 to $250 per QALY.

But a typical charity is far, far less efficient than that. It’s difficult to get good figures on it, but I think it would be generous to say that a typical charity is as efficient as the standard cost-effectiveness threshold used in US healthcare, which is $50,000 per QALY. That’s already two hundred times less efficient.

And many charities appear to be even below that, where their marginal dollars don’t really seem to have any appreciable benefit in terms of QALY. Maybe $1 million per QALY—spend enough, and they’d get a QALY eventually.

Other times, people give gifts to good charities, but the gifts they give are useless—the Red Cross is frequently inundated with clothing and toys that it has absolutely no use for. (Please, please, I implore you: Give them money. They can buy what they need. And they know what they need a lot better than you do.)

Why do people give to charities that don’t really seem to accomplish anything? Because they see ads that tug on their heartstrings, or get solicited donations directly by people on the street or door-to-door canvassers. In other words, empathy.

Why do people give clothing and toys to the Red Cross after a disaster, instead of just writing a check or sending a credit card payment? Because they can see those crying faces in their minds, and they know that if they were a crying child, they’d want a toy to comfort them, not some boring, useless check. In other words, empathy.

Empathy is what you’re feeling when you see those Sarah McLachlan ads with sad puppies in them, designed to make you want to give money to the ASPCA.

Now, I’m not saying you shouldn’t give to the ASPCA. Actually animal welfare advocacy is one of those issues where cost-effectiveness is really hard to assess—like political donations, and for much the same reason. If we actually managed to tilt policy so that factory farming were banned, the direct impact on billions of animals spared that suffering—while indubitably enormous—might actually be less important, morally, than the impact on public health and climate change from people eating less meat. I don’t know what multiplier to apply to a cow’s suffering to convert her QALY into mine. But I do know that the world currently eats far too much meat, and it’s cooking the planet along with the cows. Meat accounts for 60% of food-related greenhouse gases, and 35% of all greenhouse gases.

But I am saying that if you give to the ASPCA, it should be because you support their advocacy against factory farming—not because you saw pictures of very sad puppies.

And empathy, unfortunately, doesn’t really work that way.

When you get right down to it, what Paul Bloom is really opposing is scope neglect, which is something I’ve written about before.

We just aren’t capable of genuinely feeling the pain of a million people, or a thousand, or probably even a hundred. (Maybe we can do a hundred; that’s under our Dunbar number, after all.) So when confronted with global problems that affect millions of people, our empathy system just kind of overloads and shuts down.

ERROR: OVERFLOW IN EMPATHY SYSTEM. ABORT, RETRY, IGNORE?

But when confronted with one suffering person—or five, or ten, or twenty—we can actually feel empathy for them. We can look at their crying face and we may share their tears.

Charities know this; that’s why Sarah McLachlan does those ASPCA ads. And if that makes people donate to good causes, that’s a good thing. (If it makes them donate to the Salvation Army, that’s a different story.)

The problem is, it really doesn’t tell us what causes are best to donate to. Almost any cause is going to alleviate some suffering of someone, somewhere; but there’s an enormous difference between $250 per QALY, $50,000per QALY, and $1 million per QALY. Your $50 donation would add either two and a half months, eight hours, or just over 26 minutes of joy to someone else’s life, respectively. (In the latter case, it may literally be better—morally—for you to go out to lunch or buy a video game.)

To really know the best places to give to, you simply can’t rely on your feelings of empathy toward the victims. You need to do research—you need to do math. (Or someone does, anyway; you can also trust GiveWell to do it for you.)

Paul Bloom is right about this. Empathy doesn’t solve this problem. Empathy is not enough.

But where I think he loses me is in suggesting that we don’t need empathy at all—that we could somehow simply dispense with it. His offer is to replace it with an even-handed, universal-minded utilitarian compassion, a caring for all beings in the universe that values all their interests evenly.

That sounds awfully appealing—other than the fact that it’s obviously impossible.

Maybe it’s something we can all aspire to. Maybe it’s something we as a civilization can someday change ourselves to become capable of feeling, in some distant transhuman future. Maybe even, sometimes, at our very best moments, we can even approximate it.

But as a realistic guide for how most people should live their lives? It’s a non-starter.

In the real world, people with little or no empathy are terrible. They don’t replace it with compassion; they replace it with selfishness, greed, and impulsivity.

Indeed, in the real world, empathy and compassion seem to go hand-in-hand: The greatest humanitarians do seem like they better approximate that universal caring (though of course they never truly achieve it). But they are also invariably people of extremely high empathy.

And so, Dr. Bloom, I offer you a new title, perhaps not as catchy or striking—perhaps it would even have sold fewer books. But I think it captures the correct part of your thesis much better:

Empathy is not enough.

Compassion and the cosmos

Dec 24 JDN 2460304

When this post goes live, it will be Christmas Eve, one of the most important holidays around the world.

Ostensibly it celebrates the birth of Jesus, but it doesn’t really.

For one thing, Jesus almost certainly wasn’t born in December. The date of Christmas was largely set by the Council of Tours in AD 567; it was set to coincide with existing celebrations—not only other Christian celebrations such as the Feast of the Epiphany, but also many non-Christian celebrations such as Yuletide, Saturnalia, and others around the Winter Solstice. (People today often say “Yuletide” when they actually mean Christmas, because the syncretization was so absolute.)

For another, an awful lot of the people celebrating Christmas don’t particularly care about Jesus. Countries like Sweden, Belgium, the UK, Australia, Norway, and Denmark are majority atheist but still very serious about Christmas. Maybe we should try to secularize and ecumenize the celebration and call it Solstice or something, but that’s a tall order. For now, it’s Christmas.

Compassion, love, and generosity are central themes of Christmas—and, by all accounts, Jesus did exemplify those traits. Christianity has a very complicated history, much of it quite dark; but this part of it at least seems worth preserving and even cherishing.

It is truly remarkable that we have compassion at all.

Most of this universe has no compassion. Many would like to believe otherwise, and they invent gods and other “higher beings” or attribute some sort of benevolent “universal consciousness” to the cosmos. (Really, most people copy the prior inventions of others.)

This is all wrong.

The universe is mostly empty, and what is here is mostly pitilessly indifferent.

The vast majority of the universe is comprised of cold, dark, empty space—or perhaps of “dark energy“, a phenomenon we really don’t understand at all, which many physicists believe is actually a shockingly powerful form of energy contained within empty space.

Most of the rest is made up of “dark matter“, a substance we still don’t really understand either, but believe to be basically a dense sea of particles that have mass but not much else, which cluster around other mass by gravity but otherwise rarely interact with other matter or even with each other.

Most of the “ordinary matter”, or more properly baryonic matter, (which we think of as ordinary, but actually by far the minority) is contained within stars and nebulae. It is mostly hydrogen and helium. Some of the other lighter elements—like lithium, sodium, carbon, oxygen, nitrogen, and all the way up to iron—can be made within ordinary stars, but still form a tiny fraction of the mass of the universe. Anything heavier than that—silver, gold, beryllium, uranium—can only be made in exotic, catastrophic cosmic events, mainly supernovae, and as a result these elements are even rarer still.

Most of the universe is mind-bendingly cold: about 3 Kelvin, just barely above absolute zero.

Most of the baryonic matter is mind-bendingly hot, contained within stars that burn with nuclear fires at thousands or even millions of Kelvin.

From a cosmic perspective, we are bizarre.

We live at a weird intermediate temperature and pressure, where matter can take on such exotic states as liquid and solid, rather than the far more common gas and plasma. We do contain a lot of hydrogen—that, at least, is normal by the standards of baryonic matter. But then we’re also made up of oxygen, carbon, nitrogen, and even little bits of all sorts of other elements that can only be made in supernovae? What kind of nonsense lifeform depends upon something as exotic as iodine to survive?

Most of the universe does not care at all about you.

Most of the universe does not care about anything.

Stars don’t burn because they want to. They burn because that’s what happens when hydrogen slams into other hydrogen hard enough.

Planets don’t orbit because they want to. They orbit because if they didn’t, they’d fly away or crash into their suns—and those that did are long gone now.

Even most living things, which are already nearly as bizarre as we are, don’t actually care much.

Maybe there is a sense in which a C. elegans or an oak tree or even a cyanobacterium wants to live. It certainly seems to try to live; it has behaviors that seem purposeful, which evolved to promote its ability to survive and pass on offspring. Rocks don’t behave. Stars don’t seek. But living things—even tiny, microscopic living things—do.

But we are something very special indeed.

We are animals. Lifeforms with complex, integrated nervous systems—in a word, brains—that allow us to not simply live, but to feel. To hunger. To fear. To think. To choose.

Animals—and to the best of our knowledge, only animals, though I’m having some doubts about AI lately—are capable of making choices and experiencing pleasure and pain, and thereby becoming something more than living beings: moral beings.

Because we alone can choose, we alone have the duty to choose rightly.

Because we alone can be hurt, we alone have the right to demand not to be.

Humans are even very special among animals. We are not just animals but chordates; not just chordates but mammals; not just mammals but primates. And even then, not just primates. We’re special even by those very high standards.

When you count up all the ways that we are strange compared to the rest of the universe, it seems incredibly unlikely that beings like us would come into existence at all.

Yet here we are. And however improbable it may have been for us to emerge as intelligent beings, we had to do so in order to wonder how improbable it was—and so in some sense we shouldn’t be too surprised.

It is a mistake to say that we are “more evolved” than any other lifeform; turtles and cockroaches had just as much time to evolve as we did, and if anything their relative stasis for hundreds of millions of years suggests a more perfected design: “If it ain’t broke, don’t fix it.”

But we are different than other lifeforms in a very profound way. And I dare say, we are better.

All animals feel pleasure, pain and hunger. (Some believe that even some plants and microscopic lifeforms may too.) Pain when something damages you; hunger when you need something; pleasure when you get what you needed.

But somewhere along the way, new emotions were added: Fear. Lust. Anger. Sadness. Disgust. Pride. To the best of our knowledge, these are largely chordate emotions, often believed to have emerged around the same time as reptiles. (Does this mean that cephalopods never get angry? Or did they evolve anger independently? Surely worms don’t get angry, right? Our common ancestor with cephalopods was probably something like a worm, perhaps a nematode. Does C. elegans get angry?)

And then, much later, still newer emotions evolved. These ones seem to be largely limited to mammals. They emerged from the need for mothers to care for their few and helpless young. (Consider how a bear or a cat fiercely protects her babies from harm—versus how a turtle leaves her many, many offspring to fend for themselves.)

One emotion formed the core of this constellation:

Love.

Caring, trust, affection, and compassion—and also rejection, betrayal, hatred, and bigotry—all came from this one fundamental capacity to love. To care about the well-being of others as well as our own. To see our purpose in the world as extending beyond the borders of our own bodies.

This is what makes humans different, most of all. We are the beings most capable of love.

We are of course by no means perfect at it. Some would say that we are not even very good at loving.

Certainly there are some humans, such as psychopaths, who seem virtually incapable of love. But they are rare.

We often wish that we were better at love. We wish that there were more compassion in the world, and fear that humanity will destroy itself because we cannot find enough compassion to compensate for our increasing destructive power.

Yet if we are bad at love, compared to what?

Compared to the unthinking emptiness of space, the hellish nuclear fires of stars, or even the pitiless selfishness of a worm or a turtle, we are absolute paragons of love.

We somehow find a way to love millions of others who we have never even met—maybe just a tiny bit, and maybe even in a way that becomes harmful, as solidarity fades into nationalism fades into bigotry—but we do find a way. Through institutions of culture and government, we find a way to trust and cooperate on a scale that would be utterly unfathomable even to the most wise and open-minded bonobo, let alone a nematode.

There are no other experts on compassion here. It’s just us.

Maybe that’s why so many people long for the existence of gods. They feel as ignorant as children, and crave the knowledge and support of a wise adult. But there aren’t any. We’re the adults. For all the vast expanses of what we do not know, we actually know more than anyone else. And most of the universe doesn’t know a thing.

If we are not as good at loving as we’d like, the answer is for us to learn to get better at it.

And we know that we can get better at it, because we have. Humanity is more peaceful and cooperative now than we have ever been in our history. The process is slow, and sometimes there is backsliding, but overall, life is getting better for most people in most of the world most of the time.

As a species, as a civilization, we are slowly learning how to love ourselves, one another, and the rest of the world around us.

No one else will learn to love for us. We must do it ourselves.

But we can.

And I believe we will.

Mindful of mindfulness

Sep 25 JDN 2459848

I have always had trouble with mindfulness meditation.

On the one hand, I find it extremely difficult to do: if there is one thing my mind is good at, it’s wandering. (I think in addition to my autism spectrum disorder, I may also have a smidgen of ADHD. I meet some of the criteria at least.) And it feels a little too close to a lot of practices that are obviously mumbo-jumbo nonsense, like reiki, qigong, and reflexology.

On the other hand, mindfulness meditation has been empirically shown to have large beneficial effects in study after study after study. It helps with not only depression, but also chronic pain. It even seems to improve immune function. The empirical data is really quite clear at this point. The real question is how it does all this.

And I am, above all, an empiricist. I bow before the data. So, when my new therapist directed me to an app that’s supposed to train me to do mindfulness meditation, I resolved that I would in fact give it a try.

Honestly, as of writing this, I’ve been using it less than a week; it’s probably too soon to make a good evaluation. But I did have some prior experience with mindfulness, so this was more like getting back into it rather than starting from scratch. And, well, I think it might actually be working. I feel a bit better than I did when I started.

If it is working, it doesn’t seem to me that the mechanism is greater focus or mental control. I don’t think I’ve really had time to meaningfully improve those skills, and to be honest, I have a long way to go there. The pre-recorded voice samples keep telling me it’s okay if my mind wanders, but I doubt the app developers planned for how much my mind can wander. When they suggest I try to notice each wandering thought, I feel like saying, “Do you want the complete stack trace, or just the final output? Because if I wrote down each terminal branch alone, my list would say something like ‘fusion reactors, ice skating, Napoleon’.”

I think some of the benefit is simply parasympathetic activation, that is, being more relaxed. I am, and have always been, astonishingly bad at relaxing. It’s not that I lack positive emotions: I can enjoy, I can be excited. Nor am I incapable of low-arousal emotions: I can get bored, I can be lethargic. I can also experience emotions that are negative and high-arousal: I can be despondent or outraged. But I have great difficulty reaching emotional states which are simultaneously positive and low-arousal, i.e. states of calm and relaxation. (See here for more on the valence/arousal model of emotional states.) To some extent I think this is due to innate personality: I am high in both Conscientiousness and Neuroticism, which basically amounts to being “high-strung“. But mindfulness has taught me that it’s also trainable, to some extent; I can get better at relaxing, and I already have.

And even more than that, I think the most important effect has been reminding and encouraging me to practice self-compassion. I am an intensely compassionate person, toward other people; but toward myself, I am brutal, demanding, unforgiving, even cruel. My internal monologue says terrible things to me that I wouldnever say to anyone else. (Or at least, not to anyone else who wasn’t a mass murderer or something. I wouldn’t feel particularly bad about saying “You are a failure, you are broken, you are worthless, you are unworthy of love” to, say, Josef Stalin. And yes, these are in fact things my internal monologue has said to me.) Whenever I am unable to master a task I consider important, my automatic reaction is to denigrate myself for failing; I think the greatest benefit I am getting from practicing meditation is being encouraged to fight that impulse. That is, the most important value added by the meditation app has not been in telling me how to focus on my own breathing, but in reminding me to forgive myself when I do it poorly.

If this is right (as I said, it’s probably too soon to say), then we may at last be able to explain why meditation is simultaneously so weird and tied to obvious mumbo-jumbo on the one hand, and also so effective on the other. The actual function of meditation is to be a difficult cognitive task which doesn’t require outside support.

And then the benefit actually comes from doing this task, getting slowly better at it—feeling that sense of progress—and also from learning to forgive yourself when you do it badly. The task probably could have been anything: Find paths through mazes. Fill out Sudoku grids. Solve integrals. But these things are hard to do without outside resources: It’s basically impossible to draw a maze without solving it in the process. Generating a Sudoku grid with a unique solution is at least as hard as solving one (which is NP-complete). By the time you know a given function is even integrable over elementary functions, you’ve basically integrated it. But focusing on your breath? That you can do anywhere, anytime. And the difficulty of controlling all your wandering thoughts may be less a bug than a feature: It’s precisely because the task is so difficult that you will have reason to practice forgiving yourself for failure.

The arbitrariness of the task itself is how you can get a proliferation of different meditation techniques, and a wide variety of mythologies and superstitions surrounding them all, but still have them all be about equally effective in the end. Because it was never really about the task at all. It’s about getting better and failing gracefully.

It probably also helps that meditation is relaxing. Solving integrals might not actually work as well as focusing on your breath, even if you had a textbook handy full of integrals to solve. Breathing deeply is calming; integration by parts isn’t. But lots of things are calming, and some things may be calming to one person but not to another.

It is possible that there is yet some other benefit to be had directly via mindfulness itself. If there is, it will surely have more to do with anterior cingulate activation than realignment of qi. But such a particular benefit isn’t necessary to explain the effectiveness of meditation, and indeed would be hard-pressed to explain why so many different kinds of meditation all seem to work about as well.

Because it was never about what you’re doing—it was always about how.